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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/04/2006
  • GREAT EASTERN SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/04/2006
  • GRANDBY TRADING INVESTMENT CORPORATION
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/04/2006
  • GATEMOOR SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
10/05/2006
  • GAFIN EXEC INTERNATIONAL
A warning PDF of date 10/05/2006 (new window) FSC (ISLA DE MAN) 
31/05/2006
  • GODFREY BROOKS INVESTMENT ADVISORY (SWITZERLAND)
A warning PDF of date 31/05/2006 (new window) EI_CBI (IRLANDA) 
28/06/2006
  • GLOBAL ADMINISTRATIVE PROVIDERS INC
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
12/07/2006
  • GREEN CAP FINANCIAL LLC
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
26/07/2006
  • GLOBAL TRUST ASSET MANAGEMENT
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
09/08/2006
  • GLOBAL MARKET GROUP LLC
A warning PDF of date 09/08/2006 (new window) SFC (HONG KONG) 
09/08/2006
  • GLOBAL MARKET GROUP LIMITED
A warning PDF of date 09/08/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial G.