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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/04/2005
  • GREGORY & KREST INVESTMENT SERVICES OFFSHORE
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
27/04/2005
  • GREGORY & KREST INVESTMENT SERVICE ONLINE BANKING
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
27/04/2005
  • GREGORY & KREST INVESTMENT
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
27/04/2005
  • GLOBAL FINANCIAL TRUST BANK
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
25/01/2006
  • GAFIN EXEC INTERNATIONAL
A warning PDF of date 25/01/2006 (new window) FSC (ISLA DE MAN) 
13/04/2005
  • GLOBAL MONETARY ORGANISATION
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 
16/02/2005
  • GLOBAL FUTURES EXCHANGE & TRADING CO. INC.
A warning PDF of date 16/02/2005 (new window) CONSOB (ITALIA) 
09/02/2005
  • GLOBAL OPTIONS GROUP
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
18/08/2004
  • GÉNÉRAL FINANCE SPRL
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
19/02/2004
  • GLOBAL CREDIT INVESTMENT BANK
A warning PDF of date 19/02/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial G.