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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/11/2013
  • GLOBAL CORPORATE PARTNERS
A warning PDF of date 13/11/2013 (new window) FCA (REINO UNIDO) 
18/09/2013
  • GRAND MERIDIAN PRIVATE EQUITY LTD
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
26/03/2014
  • GLOBAL INTERMEDIATE FINANCE (GIF GROUP)
A warning PDF of date 26/03/2014 (new window) FCA (REINO UNIDO) 
11/12/2013
  • GE WEALTH MANAGEMENT
A warning PDF of date 11/12/2013 (new window) FCA (REINO UNIDO) 
26/06/2013
  • GLOBAL MERGERS CORPORATION
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO) 
31/05/2006
  • GODFREY BROOKS INVESTMENT ADVISORY (SWITZERLAND)
A warning PDF of date 31/05/2006 (new window) EI_CBI (IRLANDA) 
11/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
21/03/2012
  • GLOBAL WORLD MERGERS AND ACQUISITIONS
A warning PDF of date 21/03/2012 (new window) EI_CBI (IRLANDA) 
15/10/2014
  • GEN EQUITIES (IRELAND AND SWITZERLAND)
A warning PDF of date 15/10/2014 (new window) EI_CBI (IRLANDA) 
21/11/2012
  • GOFF PRIVATE EQUITY LIMITED
A warning PDF of date 21/11/2012 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial G.