As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 26 out of 61
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/09/2011
  • GATEMORE CAPITAL MANAGEMENT
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
16/05/2012
  • GREENWOOD CAPITAL ADVISORS
A warning PDF of date 16/05/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • GLOBAL INVESTMENT PARTNERS
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DENOMINADA GLOBAL INVESTMENT PARTNERS SPRL
12/08/2020
  • GFX ROYAL (CAPITAL LETTER GMBH / CAPITAL LETTER LTD)
A warning PDF of date 12/08/2020 (new window) FMA (AUSTRIA) 
14/06/2023
  • GALA-GRUPPE
A warning PDF of date 14/06/2023 (new window) FMA (AUSTRIA) 
06/03/2019
  • GPS MARKETING LTD / GLOBAL TOP MARKETING LTD (PROFIT TRADE)
A warning PDF of date 06/03/2019 (new window) FMA (AUSTRIA) 
11/03/2015
  • GENERAL BUSINESS CAPITAL AG
A warning PDF of date 11/03/2015 (new window) FMA (AUSTRIA) 
27/02/2019
  • GELDANLAGEN.INVESTFINANSAB.EU
A warning PDF of date 27/02/2019 (new window) FMA (AUSTRIA) 
14/09/2022
  • GREENFIELD INVESTMENT LTD / VERIT COMMERCE LTD
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
05/10/2022
  • GSL MARKETS
A warning PDF of date 05/10/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial G.