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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2007
  • GUARANTY FINANCE CLEARING HOUSE ISLE OF MAN UK
A warning PDF of date 16/05/2007 (new window) FSC (ISLA DE MAN) 
01/09/2020
  • GUARANTOR LOANS / GUARANTORLOANSUK LTD (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
29/03/2017
  • GUARANTEED LOANS (CLON)
A warning PDF of date 29/03/2017 (new window) FCA (REINO UNIDO) 
15/01/2020
  • GUARANTEED FIXED BONDS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
14/08/2007
  • GUARANTEE TRUST ASSET MANAGEMENT COMPANY
A warning PDF of date 14/08/2007 (new window) FSC (ISLA DE MAN) 
17/10/2012
  • GUANGZHOU COMMODITY EXCHANGE, GZCOM
A warning PDF of date 17/10/2012 (new window) SFSA (SUECIA) 
25/07/2018
  • GTX OPTIONS
A warning PDF of date 25/07/2018 (new window) FSMA (BELGICA) 
10/01/2018
  • GTPCAPITAL
A warning PDF of date 10/01/2018 (new window) CMVM (PORTUGAL) 
09/08/2017
  • GTP CAPITAL
A warning PDF of date 09/08/2017 (new window) DFSA (DINAMARCA) 
22/11/2017
  • GTI NET (GLOBAL TRADING AND INVEST NETWORK)
A warning PDF of date 22/11/2017 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial G.