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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 40
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/04/2020
  • GFS RENEWABLE ENERGY (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
29/04/2020
  • GLOBAL WEALTH INVESTMENT (CLON)
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
22/04/2020
  • GOLDENCFD BROKER FIRMA
A warning PDF of date 22/04/2020 (new window) CSSF (LUXEMBURGO) 
14/04/2020
  • GEMINICPL (CLON)
A warning PDF of date 14/04/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA GEMINI CAPITAL LLP
07/04/2020
  • GRAND CAPITAL
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
07/04/2020
  • GO COMPARE THE BOND MARKET (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • GLADSTONE CAPITAL MANAGEMENT (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
31/03/2020
  • GLAMS GROUP SRL / PASQUALE DI SANTO
A warning PDF of date 31/03/2020 (new window) CONSOB (ITALIA) 
31/03/2020
  • GATO CAPITAL PARTNERS
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
25/03/2020
  • GO COMPARE INVESTMENTS (CLON)
A warning PDF of date 25/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA GOCOMPARE.COM LIMITED

Consultation criteria: By type unauthorised entities, By initial G.