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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/12/2020
  • FDI FUNDS
A warning PDF of date 30/12/2020 (new window) FSMA (BELGICA) 
03/05/2017
  • FDS RESEARCH GROUP
A warning PDF of date 03/05/2017 (new window) SFSA (SUECIA) 
14/06/2006
  • F-EASY INVESTMENTS CO
A warning PDF of date 14/06/2006 (new window) SFC (HONG KONG) 
01/08/2012
  • FEDERAL ASSET MANAGEMENT
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
25/10/2006
  • FEDERAL EXPRESS DIPLOMATIC & COURIER SERVICE
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
19/10/2016
  • FEDERATED MUTUAL INSURANCE UK
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
27/03/2013
  • FEINLER MANAGEMENT GROUP
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
14/01/2009
  • FELDMAN, MACKIE & CHAN LLC
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
18/11/2020
  • FENIX FUNDS
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA) 
16/12/2020
  • FENIX FUNDS / RETROM LTD
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial F.