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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/04/2002
  • FINANCIAL CURRENCY CONSULTANTS LTD.
A warning PDF of date 05/04/2002 (new window) EI_CBI (IRLANDA) 
24/05/2002
  • FIELDING CLIFFORD
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
06/08/2002
  • FRANKLIN MANAGEMENT
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA) 
11/03/2003
  • FRANCESCO CATALANO
A warning PDF of date 11/03/2003 (new window) CONSOB (ITALIA) 
12/05/2003
  • FIELDING CLIFFORD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
12/05/2003
  • FIRST COLONIAL TRUST
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
12/05/2003
  • FIRST CHARTERED CAPITAL CORP
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
05/05/2004
  • FIRST CHOICE BANK INTERNATIONAL
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 
05/05/2004
  • FIRST CHOICE BANK GROUP LIMITED
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 
05/05/2004
  • FIRST CHOICE BANK LIMITED
A warning PDF of date 05/05/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial F.