As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/08/2017
  • THE BRITAIN LOAN / BRITAIN LOANS / BRITT LOANS
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
05/12/2017
  • THE CAPITAL ADVISORY GROUP (IRLANDA)
A warning PDF of date 05/12/2017 (new window) CBI (IRLANDA) 
10/02/2021
  • THE CAPITAL HOLDING COMPANY (CLON, OPERANDO COMO BEFOREX CAPITAL)
A warning PDF of date 10/02/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA THE CAPITAL HOLDINGS FUND PLC.
09/12/2020
  • THE CAPITAL HOLDING LLC / FX PUBLICATIONS INC
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
17/02/2010
  • THE CAPTRUST GROUP
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
11/04/2018
  • THE CASTLEBROOK PROPERTIES HMO PROPERTIES BOND / CASTLEBROOK PROPERTIES (CLON)
A warning PDF of date 11/04/2018 (new window) FCA (REINO UNIDO) 
21/10/2009
  • THE CASTLETON GROUP
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
25/06/2014
  • THE CATHFORD GROUP
A warning PDF of date 25/06/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
29/05/2013
  • THE CELTIC GROUP
A warning PDF of date 29/05/2013 (new window) EI_CBI (IRLANDA) 
30/11/2005
  • THE CHARINTON GROUP GMBH
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.