Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 47 out of 88
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
17/09/2008 |
|
| AFM (PAISES BAJOS) | |
30/03/2022 |
-
BL FUND SELECTION (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA ENVÍA CORREOS CON LA ESTRUCTURA NOMBRE.APELLIDO@BLFUND-ECO.COM Y NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO Y DE IGUAL DENOMINACIÓN BL FUND SELECTION. |
09/06/2004 |
-
BLACK AND WHITE INVESTMENTS
|
| DFSA (DINAMARCA) | |
23/12/2009 |
-
BLACK DIAMOND EQUITY GROUP
|
| JFSC (JERSEY) | |
27/01/2021 |
-
BLACK DIAMOND FINANCE / BLACK DIAMOND ONLINE (CLONE)
|
| FCA (REINO UNIDO) | LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS BLACK DIAMOND CAPITAL MANAGEMENT LTD NI BLACK DIAMOND SRL. |
29/04/2020 |
-
BLACK PANDA LOANS / QUICK LENDS (CLON)
|
| FCA (REINO UNIDO) | |
16/05/2018 |
-
BLACK PARROT / BLONDE BEAR OU
|
| CONSOB (ITALIA) | |
09/05/2018 |
-
BLACK PARROT LIMITED / BLONDE BEAR OU
|
| CONSOB (ITALIA) | |
18/07/2012 |
-
BLACK RIVER ASSET MANAGEMENT
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA BLACK RIVER ASSET MANAGEMENT (UK) LIMITED |
02/02/2011 |
|
| SFSA (SUECIA) | |
Consultation criteria: By type unauthorised entities, By initial B.