As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/09/2022
  • AB-INVESTMENT-ACCES.NET
A warning PDF of date 14/09/2022 (new window) FSMA (BELGICA) 
16/10/2013
  • AJ BROWDER CAPITAL
A warning PDF of date 16/10/2013 (new window) FSMA (BELGICA) 
25/05/2016
  • ATLANTIC FINANCE
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
25/05/2016
  • ASIA PACIFIC BROKERAGE SERVICES LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
25/05/2016
  • ABLE CENTURY LIMITED
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
26/01/2022
  • ALLRIGHT COMPANY
A warning PDF of date 26/01/2022 (new window) FSMA (BELGICA) 
09/02/2022
  • ALFAPRIME-MARKETS
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA) 
09/02/2022
  • ADVANTIUM LIMITED (CLONE)
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA)LA ENTIDAD ADVERTIDA HA TOMADO DE MANERA FRAUDULENTA EL NOMBRE Y NÚMERO DE REGISTRO DE LA ENTIDAD BRITÁNICA ADVANTIUM LIMITED
25/05/2016
  • APEX EQUITIES, SOUTH-EAST ASIA TRADERS AND SOUTH-EAST ASIA REGISTRAR
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
10/03/2021
  • ANTARES
A warning PDF of date 10/03/2021 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial A.