Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 59 out of 91
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
22/03/2006 |
|
| SFC (HONG KONG) | |
01/03/2006 |
|
| SFC (HONG KONG) | |
12/02/2020 |
|
| FCA (REINO UNIDO) | |
15/06/2022 |
-
APYHARVEST FINANCIAL SERVICES LTD (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA USÓ DE MANERA FRAUDULENTA EL NÚMERO DE REGISTRO DE UNA ENTIDAD LEGALMENTE REGISTRADA EN IRLANDA, HARVEST FINANCIAL SERVICES LTD, CON LA QUE NO GUARDA VINCULACIÓN. |
11/01/2023 |
|
| FCA (REINO UNIDO) | |
16/09/2009 |
-
AQUILA FINANCIAL SERVICES COMPANY
|
| CYSEC (CHIPRE) | |
26/04/2023 |
|
| CONSOB (ITALIA) | LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS |
18/12/2019 |
-
ARAB NATIONAL BANK (CLON)
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN (ARAB NATIONAL BANK) |
26/06/2019 |
|
| FCA (REINO UNIDO) | |
21/09/2016 |
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ARAI, ENDO AND ASSOCIATES
|
| SFSA (SUECIA) | |
Consultation criteria: By type unauthorised entities, By initial A.