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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 31
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/10/2019
  • PACIFIC CONSULTING CO LTD
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
22/10/2008
  • PACIFIC EQUITY MANAGEMENT
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
20/07/2005
  • PACIFIC EXPRESS INVESTMENT BANK
A warning PDF of date 20/07/2005 (new window) FSC (ISLA DE MAN) 
24/05/2002
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
12/05/2003
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
07/04/2010
  • PACIFIC GLOBAL ADVISORS CO., LIMITED
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
20/07/2005
  • PACIFIC INVESTMENT BANK
A warning PDF of date 20/07/2005 (new window) FSC (ISLA DE MAN) 
22/07/2009
  • PACIFIC RIM WEALTH MANAGEMENT
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
06/05/2009
  • PACIFIC RIM WEALTH MANAGEMENT
A warning PDF of date 06/05/2009 (new window) SFSA (SUECIA) 
18/07/2012
  • PACIFIC TYCOON
A warning PDF of date 18/07/2012 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities, By initial P.