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ESMA Consultation Papers on rules to recalibrate and further clarify the CSDR Refit framework
| 09/09/2024 |
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ESMA and EBA Discussion Paper on the Call for advice on the investment firms prudential framework
| 03/09/2024 |
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Consultation Paper on possible amendments to the Credit Rating Agencies Regulatory Framework
| 21/06/2024 |
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Consultation on the amendments to certain technical standards for commodity derivatives
| 23/08/2024 |
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ESMA''s MiFIR Review Consultation Package (Consolidated Tape Providers and Data Reporting Service Providers)
| 28/08/2024 |
|
ESMA''s Consultation on MiFIR Review Package (RTS 2, RTS on RCB and RTS 23)
| 28/08/2024 |
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Call for Evidence on the review of the UCITS Eligible Assets Directive
| 07/08/2024 |
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Consultation Paper on European Green Bond Regulation
| 14/06/2024 |
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ESMA Consultation on the Technical Standards specifying certain requirements of MiCA (3rd package)
| 25/06/2024 |
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Consultation on reverse solicitation and classification of crypto assets as financial instruments under MiCA
| 29/04/2024 |
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Consultation Paper on Technical Advice on CSDR Penalty Mechanism
| 29/02/2024 |
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Consultation Paper on Draft Guidelines on Enforcement of Sustainability Information
| 15/03/2024 |
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Discussion Paper on MiFID II investor protection topics linked to digitalisation
| 14/03/2024 |
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ESAs joint consultation on second batch of policy mandates under the Digital Operational Resilience Act
| 04/03/2024 |
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Joint ESA public consultation on the first batch of draft technical standards for the development of Regulation 2022/2554 on digital operational resilience of the financial sector(DORA)
| 11/09/2023 |
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Consultation paper on Technical Standards specifying certain requirements of the Markets in Crypto-Assets Regulation(MiCA)
| 20/09/2023 |
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Joint ESA public consultation on the first batch of draft technical standards for the development of Regulation 2022/2554 on digital operational resilience of the financial sector (DORA)
| 11/09/2023 |
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Discussion paper on the joint ESAs advice to the European Commission related to two delegated acts on criteria for critial ICT third-party service providers and fees to be applied
| 23/06/2023 |
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Joint ESAs public consultation to amend technical standards on the mapping of ECAIs’ credit assessments
| 26/06/2023 |
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ESMA Consultation Paper on the draft regulatory technical standards under the revised ELTIF Regulation
| 24/08/2023 |
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Joint Consultation Paper from the European Supervisory Authorities on the Review of SFDR Delegated Regulation regarding PAI and financial product disclosures
| 04/07/2023 |
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ESMA Consultation Paper on amendments to Guidelines on position calculation under EMIR
| 09/05/2023 |
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ESMA´s Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation
| 28/04/2023 |
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Consultation on JC Guidelines on the system for the exchange of information relevant to fit and proper assessments
| 02/05/2023 |
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ESMA Public Consultation on Manual on post-trade transparency
| 31/03/2023 |
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ESMA Public Consultation on review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation
| 31/01/2023 |
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ESMA Consultation on review of the technical standards under Article 34 of MiFID II
| 17/02/2023 |
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ESAs Call for evidence on greenwashing
| 10/01/2023 |
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Consultation Paper on Guidelines on funds’ names using ESG or sustainability-related terms
| 20/02/2023 |
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ESMA’s Call for Evidence on the Implementation of the provisions of Directive 2017/828 as regards the encouragement of long-term shareholder engagement regarding proxy advisors and the investment chain
| 28/11/2022 |
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ESMA Consultation Paper on Market Outages
| 16/12/2022 |
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ESMA Public consultation on the Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR)
| 01/12/2022 |
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Call for evidence on pre-hedging
| 30/09/2022 |
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ESMA consultation paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure.
| 09/09/2022 |
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ESMA Public Consultation on the clearing and derivative trading obligations in view of the 2022 status of the benchmark transition
| 30/09/2022 |
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ESMA Consultation Paper on the amendment of Article 19 of CSDR RTS on Settlement Discipline
| 09/09/2022 |
|
ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements
| 07/10/2022 |
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ESMA Public Consultation on the review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation
| 09/09/2022 |
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Consultation Paper on the Draft technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS
| 09/09/2022 |
|
ESMA public consultations on CCP resolution regime
| 01/08/2022 |
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ESMA Call for evidence on an approach to Climate Risk Stress Testing of CCP
| 21/04/2022 |
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ESMA Public Consultation on ESMA’s Opinion on the trading venue perimeter
| 29/04/2022 |
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ESMA Public Consultation on the review of RTS No 153/2013 with respect to procyclicality of margin
| 31/03/2022 |
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ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements
| 27/04/2022 |
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Consultationi paper on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation
| 11/03/2022 |
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ESMA´s call for evidence on DLT pilot regime and review of MiFIR Regulatory Technical Standards on transparency and reporting.
| 14/03/2022 |
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ESMA Discussion Paper on the Review of the clearing thresholds under EMIR
| 19/01/2022 |
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ESMA public consultations on CCP resolution regime
| 24/01/2022 |
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ESMA Public Consultation on highly liquid financial instruments with regards to the investment policy of central counterparties (EMIR Article 85(3a(e)))
| 24/01/2022 |
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ESMA’s call for evidence on the European Commission mandate on certain aspects relating to retail investor protection
| 02/01/2022 |
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ESMA Public Consultation on the review of certain aspects of the Short Selling Regulation (SSR)
| 19/11/2021 |
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ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II remuneration requirements
| 19/10/2021 |
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ESMA Public Consultation Paper on the review of RTS 1 (equity transparency) and RTS 2 (non-equity transparency)
| 01/10/2021 |
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ESMA Public Consultation Paper on the draft Guidelines for reporting under EMIR
| 30/09/2021 |
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ESMA Public Consultation on Draft RTS on the management body of DRSPs
| 24/09/2021 |
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ESMA public consultations on CCP recovery regime
| 20/09/2021 |
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ESMA Public Consultation Paper on the clearing and derivative trading obligations in view of the benchmark transition
| 02/09/2021 |
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ESMA Public Consultation Paper on Review of MAR Guidelines on delay in the disclosure of inside information and interactions with prudential supervision
| 27/08/2021 |
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ESMA Public Consultation Paper on Guidelines on transfer of data between Trade Repositories under EMIR and SFTR
| 27/08/2021 |
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ESMA´s call for evidence on Digital Finance
| 01/08/2021 |
|
Joint Consultation on Taxonomy-related sustainability disclosures
| 12/05/2021 |
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Consultation paper on a set of draft technical standards under the Regulation 2020/1503, on European crowdfunding service providers for business
| 28/05/2021 |
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Consultation paper on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements
| 29/04/2021 |
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ESMA consultation paper on the Guidelines on marketing communications under the Regulation on cross-border distribution of funds
| 08/02/2021 |
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ESMA Consultation Paper on the draft Guidelines on calculation of positions in securities financing transactions by trade repositories
| 15/09/2020 |
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Consultation paper on draft guidelines on outsourcing services providers.
| 01/09/2020 |
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Consultation Paper on the functioning of the regime for SME Growth Markets under the Markets in Financial Instruments Directive and on the amendments to the Market Abuse Regulation for the promotion of the use of SME Growth Markets
| 15/07/2020 |
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Consultation paper issued by three European Supervisory Authorities (ESMA, EBA and EIOPA) on technical standards for sustainability reporting that will be mandatory for certain market participants and financial advisers.
| 01/09/2020 |
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ESMA consultation paper on the report on post trade risk reduction services with regards to the clearing obligation. (Art. 85 (3) (a) EMIR Regulation)
| 15/06/2020 |
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Public consultation on ESMA first report on central clearing solution for Pension Scheme Arrangements.
| 15/06/2020 |
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Call for evidence on availability and use of credit ratings information and data.
| 03/08/2020 |
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ESMA consultation paper on draft implementing technical standards under the Regulation on cross-border distribution of funds
| 30/06/2020 |
|
ESMA Consultation Paper on the Guidelines on Article 25 of Directive 2011/16/EU
| 01/09/2020 |
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ESMA consultation paper on the draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR -DEADLINE EXTENDED
| 28/04/2020 |
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ESMA consultation paper on the draft regulatory technical standards under the Benchmarks Regulation - DEADLINE EXTENDED
| 08/06/2020 |
|
ESMA Consultation Paper on MiFID II/MiFIR review report on the transparency regime for non-equity instruments and the trading obligation for derivatives (DTO) –DEADLINE EXTENDED
| 14/06/2020 |
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Consultation Paper on Guidelines on securitisation repository data completeness and consistency thresholds
| 13/04/2020 |
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ESMA Public Consultation Paper on Internal Controls for CRAs
| 13/04/2020 |
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ESMA Consultation Paper on MiFID II/MiFIR review report on the transparency regime for equity and equity-like instruments, the double volume cap mechanism and the trading obligations for shares (STO) –DEADLINE EXTENDED
| 14/04/2020 |
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ESMA Consultation Paper on MiFIR report on Systematic Internalisers in non-equity instruments –DEADLINE EXTENDED
| 15/04/2020 |
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Consultation Paper on Procedural rules for penalties imposed on Third-Country CCPs, TRs and CRAs
| 18/01/2020 |
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ESMA consultation paper on position limits and position management controls on commodity derivatives, and on the Draft Technical Advice on weekly position reports
| 08/01/2020 |
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Consultation Paper on the Alignment of MiFIR with the changes introduced by EMIR Refit
| 22/11/2019 |
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Consultation paper of the Joint Committee of the ESAs concerning amendments to the key information document for PRIIPs.
| 13/01/2020 |
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ESMA’s call for evidence on the effects of product intervention measures regarding CFDs and binary options on market participants and clients.
| 04/11/2019 |
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ESMA consultation paper on the review of the Market Abuse Regulation (MAR).
| 29/11/2019 |
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ESMA consultation paper on Guidelines on certain aspects of MiFID II compliance function requirements.
| 15/10/2019 |
|
ESMA Call for evidence on the impact of the inducements and costs and charges disclosure requirements under MiFID II.
| 06/09/2019 |
|
Documento a Consulta Pública de ESMA relativa a las Directrices sobre las comisiones de resultados en OICVM.
| 31/10/2019 |
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Documento a Consulta Pública de ESMA relativa a la propuesta de Directrices sobre los requisitos de información pública conforme al Reglamento de Folletos.
| 04/10/2019 |
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Documento a Consulta Pública de ESMA sobre el informe de revisión de MiFID II/MiFIR relativo al desarrollo de precios para datos pre- y post-negociación y sobre información consolidada.
| 06/09/2019 |
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ESMA survey on collection of evidence on undue short-term pressure from the financial sector on corporations
| 29/07/2019 |
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ESMA´s call for evidence on position limits and position management in commodity derivatives.
| 05/07/2019 |
|
Documento a Consulta pública de ESMA sobre índices bursátiles y los mercados organizados reconocidos conforme al Reglamento de Requisitos de Capital.
| 05/07/2019 |
|
Documento a Consulta pública de ESMA sobre las Directrices de información periódica y notificación de cambios significativos a remitir por los Registros de Operaciones.
| 27/08/2019 |
|
Documento a Consulta pública de ESMA sobre las Directrices para notificar información conforme a los artículos 4 y 12 del Reglamento SFTR.
| 29/07/2019 |
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Documento a Consulta pública de ESMA relativo al proyecto de normas técnicas de regulación conforme al artículo 25 del Reglamento sobre los fondos de inversión a largo plazo europeos.
| 29/06/2019 |
|
Documento a Consulta pública de ESMA sobre pruebas de resistencia de liquidez en organismos de inversión colectiva en valores mobiliarios y fondos alternativos
| 01/04/2019 |
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Documento a Consulta pública de ESMA sobre la integración de riesgos y factores de sostenibilidad en el marco de la Directiva OICVM y la Directiva GFIA.
| 19/02/2019 |
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Consulta pública de ESMA sobre el Reglamento de Fondos del Mercado Monetario.
| 14/02/2019 |
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Consulta pública conjunta de las Autoridades Europeas de Supervisión en relación con las modificaciones del documento de datos fundamentales para el inversor de productos de inversión minorista empaquetados o basados en seguros.
| 06/12/2018 |
|
Consulta pública de ESMA sobre la propuesta de directrices en relación a los escenarios de las pruebas de resistencia del Reglamento de Fondos del Mercado Monetario.
| 01/12/2018 |
|
Consulta pública de ESMA sobre la revisión de las Guías para la presentación de informes periódicos a ESMA por parte de las Agencias de Calificación Crediticia.
| 24/09/2018 |
|
Consulta pública de ESMA sobre la modificación del Reglamento Delegado de Comisión (EU) 2017/588 (RTS 11).
| 07/09/2018 |
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Consulta pública de ESMA sobre factores de riesgo en virtud del Reglamento de Folletos.
| 05/10/2018 |
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Consulta pública de ESMA sobre su propuesta a la solicitud de asesoramiento técnico recibida de la Comisión Europea sobre el contenido mínimo de información para acogerse a la exención de publicar un folleto
| 05/10/2018 |
|
Consulta pública de ESMA de las directrices sobre la aplicación del régimen de refrendo en virtud del artículo 4(3) del Reglamento de Agencias de Calificación Crediticia . Directrices suplementarias sobre cómo valorar si un requisito es tan estricto como las normas de la regulación europea
| 25/05/2018 |
|
Consulta pública de ESMA sobre el asesoramiento técnico solicitado por la Comisión Europea sobre las tasas para los registros de titulizaciones en virtud del Reglamento de titulizaciones
| 23/05/2018 |
|
Consulta pública de ESMA de la propuesta de normas técnicas sobre la solicitud de registro como registro de titulizaciones en virtud del Reglamento de Titulizaciones
| 23/05/2018 |
|
Consulta pública de ESMA sobre posibles medidas de intervención sobre contratos por diferencias (CFD) y opciones binarias para inversores minoristas.
| 05/02/2018 |
|
Consulta pública de ESMA sobre las directrices relativas a medidas de anti-prociclicalidad en los márgenes para entidades de contrapartida central.
| 28/02/2018 |
|
Consulta pública de ESMA sobre normas técnicas de regulación del nuevo Reglamento de Folletos.
| 09/03/2018 |
|
Consulta pública de ESMA sobre normas técnicas relativas al Reglamento por el que se establece un marco general para la titulización y se crea un marco específico para la titulización simple, transparente y normalizada (Reglamento de Titulización).
| 19/03/2018 |
|
Consulta pública de ESMA sobre la modificación del Reglamento Delegado de la Comisión Europea (EU) 2017/587 (RTS 1).
| 25/01/2018 |
|
Consulta Pública de ESMA sobre las directrices relativas al Reglamento de índices de referencia
| 30/11/2017 |
|
Consulta pública de ESMA sobre las directrices relativas a ciertos aspectos relativos a la evaluación de idoneidad en MiFID II.
| 12/10/2017 |
|
Consulta pública de ESMA sobre las directrices relativas a la comunicación de información por parte de los internalizadores de la liquidación.
| 14/09/2017 |
|
Consulta pública de ESMA relativa al asesoramiento técnico solicitado por la Comisión Europea sobre el formato y el contenido del folleto.
| 28/09/2017 |
|
Consulta pública de ESMA relativa al asesoramiento técnico solicitado por la Comisión Europea sobre el contenido y el formato del Folleto para empresas en crecimiento de la Unión Europea (EU Growth prospectus).
| 28/09/2017 |
|
Consulta pública de ESMA relativa al asesoramiento técnico solicitado por la Comisión Europea sobre el formato y el contenido del folleto.
| 28/09/2017 |
|
Consulta de ESMA sobre la evaluación de ciertos elementos del Reglamento sobre las ventas en corto.
| 04/09/2017 |
|
Consulta Pública de ESMA sobre el Reglamento de Fondos del Mercado Monetario
| 07/08/2017 |
|
Documento a Consulta de ESMA sobre la obligación de negociación en derivados en el Reglamento MiFIR.
| 31/07/2017 |
|
Consulta Pública de ESMA sobre el borrador de las directrices relacionadas con la gestión de conflictos de intereses en las entidades de contrapartida central.
| 24/08/2017 |
|
Consulta pública sobre la actualización de las guías para la aplicación del método de validación previsto en el artículo 4(3) del Reglamento de agencias de calificación crediticia
| 04/07/2017 |
|
Documento a Consulta sobre las directrices relativas a la transferencia de datos entre registros de operaciones.
| 31/03/2017 |
|
Documento a Consulta sobre el asesoramiento técnico a la Comisión Europea sobre las tasas para los registros de operaciones en virtud del Reglamento SFTR y sobre ciertas modificaciones de las tasas previstas en el Reglamento EMIR
| 31/01/2017 |
|
Proyecto de normas técnicas sobre la información que deben poner a disposición del público los Registros de Operaciones en virtud del Artículo 81 de EMIR
| 15/02/2017 |
|
Consultation paper on ESMA´s draft Regulatory Technical Standards on package orders for which there is a liquid market.
| 03/01/2017 |
|
ESMA and EBA´s joint consultation paper on guidelines on the assessment of the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU.
| 28/01/2017 |
|
Consultation paper on ESMA´s guidelines on specific notions under MiFID 2 related to the management body of market operators and data reporting services providers.
| 05/01/2017 |
|
Consultation paper on ESMA´s draft guidelines on MiFID II product governance requirements.
| 05/01/2017 |
|
Consultation paper on Regulatory Technical Standards specifying the scope of the consolidated tape for non-equity financial instruments.
| 05/12/2016 |
|
Consultation paper on ESMA´s guidelines on the calibration, publication and reporting of trading halts.
| 06/12/2016 |
|
Documento a Consulta sobre el proyecto de estándares técnicos de regulación e implementación del Reglamento sobre transparencia de las operaciones de financiación de valores y de reutilización, y sobre las modificaciones de las normas técnicas regulatorias relacionadas de EMIR.
| 30/11/2016 |
|
Documento a Debate sobre la obligación de negociación para los derivados de acuerdo con MiFIR.
| 21/11/2016 |
|
Documento a Consulta sobre el proyecto de estándares técnicos del Reglamento de Índices utilizados como referencia en los instrumentos financieros y en los contratos financieros o para medir la rentabilidad de los fondos de inversión.
| 02/12/2016 |
|
Call of evidence: asset segregation and custody services.
| 23/09/2016 |
|
Consultation paper on Guidelines on the validation and review of Credit Rating Agencies’ methodologies
| 22/08/2016 |
|
Documento a Consulta sobre la obligacion de compensación centralizada para entidades financieras con volumen reducido de actividad
| 05/09/2016 |
|
Documento a Consulta pública de ESMA sobre las Directrices relativas a las normas y procedimientos de impago de participantes bajo el Reglamento CSDR
| 30/06/2016 |
|
Documento a Consulta sobre el proyecto de asesoramiento técnico relativo al Reglamento de Índices utilizados como referencia de instrumentos financieros y contratos financieros
| 30/06/2016 |
|
Discussion paper on the Distributed Ledger Technology applied to Securities Markets.
| 02/09/2016 |
|
Discussion paper on share classes of Undertaking Collective Investment in Transferable Securities (UCITS).
| 06/06/2016 |
|
Consultation paper on ESMA´s guidelines on information expected or required to be disclosed on commodity derivatives markets or related spot markets under Market Abuse Regulation.
| 20/05/2016 |
|
Documento a debate sobre los estándares técnicos del Reglamento de Transparencia de las operaciones de financiación con valores y de reutilización
| 16/03/2016 |
|
Documento a debate sobre el Reglamento de Índices de Referencia
| 31/03/2016 |
|
Consultation paper on draft guidelines on the Market Abuse Regulation (MAR): guidelines for persons receiving market soundings, and guidelines on legitimate interest of issuer to delay inside information and situations in which the delay of disclosure is likely to mislead the public.
| 31/03/2016 |
|
Documento a consulta sobre la Guía de comunicación de operaciones, datos de referencia de instrumentos financieros, mantenimiento del registro de órdenes y sincronización de relojes.
| 23/03/2016 |
|
Documento a consulta relativo al proyecto de estándares técnicos sobre el acceso a los datos, agregación y comparación de datos entre Registros de Operaciones previsto en el artículo 81 de EMIR
| 01/02/2016 |
|
Documento a consulta sobre la revisión del artículo 26 del RTS 153/2013 relativo al periodo de riesgo de reposición de la garantía para las cuentas de clientes
| 01/02/2016 |
|
Documento a Debate del Comité Mixto sobre la Automatizacion en el Asesoramiento Financiero
| 04/03/2016 |
|
Documento a consulta sobre acuerdos de compensación indirecta bajo EMIR y MIFIR
| 17/12/2015 |
|
Documento a debate sobre la revisión y validación de los métodos de las Agencias de Calificación Crediticia
| 19/02/2016 |
|
ESMA, EBA y EIOPA´s joint consultation paper on draft regulatory technical standards with regard to the Key Information Document in accordance with Regulation 1286/2014 on Key Information Documents for Packaged Retail and Insuranced-based Investment products (PRIIPS).
| 29/01/2016 |
|
Two Joint Committee consjltation papers on two sets of Guidelines issued according to the Directive 2015/849 on the prevention of the use of the finnacial system for the purposes of money laundering or terrorist financing.
| 22/01/2016 |
|
Consulta pública sobre el proyecto de RTS relativos al Formulario Electrónico Único Europeo (ESEF)
| 18/01/2016 |
|
Discussion paper on the review of Aricle 26 of RTS Nº 153/2013 with respect to client accounts.
| 30/09/2015 |
|
Consultation paper on draft regulatory technical standards under the ELTIF Regulation.
| 14/10/2015 |
|
Consultation paper on draft implementing technical standards under MiFID II.
| 31/10/2015 |
|
Consultation paper: Guidelines on sound remuneration policies under the UCITS Directive and AIDMF.
| 23/10/2015 |
|
ESMA, EBA and EIOPA´s joint consultation paper on draft joint guidelines on the prudential assessment of adquisitions and increases of qualifying holdings in the financial sector.
| 02/10/2015 |
|
Consultation paper on Technical Standards under the Central Securities Depositories Regulation related to the operation of the Buy-in Process.
| 06/08/2015 |
|
ESMA, EBA and EIOPA´s joint technical discussion paper on risk, perfomance scenarios and cost disclosures in Key Information Documents (KID) for Packaged Retail and Insurance-based Investment Products.
| 17/08/2015 |
|
Second Joint Committee consultation paper on draft regulatory technical standards on risk-mitigation technicques for OTC-derivative contracts not cleared by a Central Counterparty under article 11.15 of Regulation nº 648/2012.
| 10/07/2015 |
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Call for evidence on impact of the best practice principles for providers of shareholder voting research and analysis.
| 27/07/2015 |
|
Consultation paper nº 4 on clearing obligation under EMIR Regulation
| 15/07/2015 |
|
Draft guidelines for the assessment of knowledge and competence.
| 10/07/2015 |
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Call for evidence. Investment using virtual currency or distributed ledger technology.
| 21/07/2015 |
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Consultation paper on draft guidelines on complex debt instruments and structured deposits.
| 15/06/2015 |
|
Call for evidence on the extension of the disclosure requirements to private and bilateral transactions for Structured Finance Instruments.
| 20/05/2015 |
|
Joint Committee of the ESAs´consultation on draft Implementing Technical Standards on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps.
| 20/03/2015 |
|
Consultation paper on MiFID II/MiFIR that complements de previous consultation paper (19 Decembre 2014) on the level 2 developments of MiFID II/MiFIR
| 20/03/2015 |
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Call for evidence on competition, choice and conflicts of interest in the credit rating industry.
| 31/03/2015 |
|
Consultation paper on draft Regulatory Technical Standards on European Electronic Access Point.
| 30/03/2015 |
|
Discussion paper on share classes of Undertaking Collective Investment in Transferable Securities (UCITS).
| 27/03/2015 |
|
Consultation paper of the Joint Committee of the ESAs on guidelines for cross-selling practices.
| 22/03/2015 |
|
Discussion paper of the Joint Committee of the ESAs on the use of credit ratings by financial intermediaries on the article 5 (a) of the CRA Regulation.
| 27/02/2015 |
|
Consultation paper on MiFID II/MiFIR, on annex A (cost-benefit analysis) and on annex B (Regulatory Technical Standards on MiFID II/MiFIR.
| 02/03/2015 |
|
Consultation paper on the Guidelines on the access to a central counterparty or a trading venue by a central securities depository.
| 19/02/2015 |
|
Consultation paper on technical advice under the Central Securities Depositories Regulation.
| 19/02/2015 |
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Consultation paper on Technical Standards under the Central Securities Depositories Regulation.
| 19/02/2015 |
|
Consultation paper: Guidelines on asset segregation under the Alternative Investment Fund Managers Directive (AIFMD).
| 30/01/2015 |
|
ESMA, EBA and EIOPA´s joint discussion paper on Key Information Documetn (KID) for Packaged Retail and Insurance-based Investment Products (PRIIPs).
| 17/02/2015 |
|
Consultation paper: review of the technical standards on reporting under article 9 of EMIR Regulation.
| 13/02/2015 |
|
Call for evidence: passport and third country Alternative Investment Fund Managers (AIFM) in the AIFM Directive.
| 08/01/2015 |
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Addendum to ESAs´s consultation on draft implementing technical standards on the mapping of ECAI´s credit assessment.
| 30/11/2014 |
|
Consultation paper on draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive.
| 19/12/2014 |
|
Consultation paper on ESMA´s technical advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds.
| 10/12/2014 |
|
Consultation paper on guidelines on the application of C6 and C7 (derivative contracts relating to commodities) of Annex I of MiFID.
| 01/01/2015 |
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Consultation paper on clearing obligation under EMIR Regulacion nº 3.
| 06/11/2014 |
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Consultation paper: ESMA´s technical advice to the European Commission on delegated acts required by the UCITS V Directive.
| 24/10/2014 |
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Consultation paper on draft Implementing Technical Standards on main indices and recognised exchanges under the capital requirements Regulation.
| 01/11/2014 |
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ESMA, EBA and EIOPA´s joint consultation paper on draft regulatory technical standards on risk concentration and intra-group transactions under Financial Conglomerates Directive.
| 24/10/2014 |
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Discussion paper: calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations.
| 22/10/2014 |
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Consultation paper on periodic information to be submitted to ESMA by Credit Rating Agencies.
| 31/10/2014 |
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Consultations papers no.1 and 2 on clearing obligation under EMIR Regulation.
| 18/09/2014 |
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ESMA public consultation on the implementing measures of the Market Abuse Regulation, divided in two papers: 1) consultation on draft technical standards on the MAR, and 2) consultation on ESMA´s draft technical advice on possible delegated acts concerning the MAR.
| 15/10/2014 |
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Discussion paper on MiFID II/MiFIR.
| 01/08/2014 |
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Consultation paper on MiFID II/MiFIR.
| 01/08/2014 |
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Joint consultation paper on draft regulatory technical standards on risk-mitigation techniques for OTC derivative contracts not cleared by a Central Counterpartie under article 11.15 of Regulation nº 648/2012 EMIR.
| 14/07/2014 |
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EBA, EIOPA and ESMA´s joint consultation paper on draft guidelines of the convergence of supervisory coordination arrangements for financial conglomerates.
| 12/06/2014 |
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Consultation paper on draft regulatory technical standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive.
| 30/05/2014 |
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ESMA discussion paper on draft technical standards for the regulation on improving securities settlement in the European Union and on Central Securities Depositories.
| 22/05/2014 |
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Consultation paper on ESMA´s guidelines on alternative perfomance measures.
| 14/05/2014 |
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Consultation paper on CRA 3 implementation.
| 11/04/2014 |
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Consultation on draft Implementing Technical Standards on the mapping of ECAIs´ credit assessment.
| 05/05/2014 |
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Connsultation paper: revision of the provisions on diversification of collateral in ESMA´s guidelines on ETF and other UCITS issues.
| 31/01/2014 |
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ESMA Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR).
| 27/01/2014 |
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Consultation paper on ESMA´s technical advice to the European Commission on procedural rules to impose fines on Trade Repositories.
| 15/11/2013 |
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Consultation paper: Guidelines on enforcement of financial information.
| 15/10/2013 |
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Consultation paper: Draft Regulatory Technical Standards on contracts having a direct, substantial and foresseable effect within the Union and non-evasion of provisions of EMIR.
| 16/09/2013 |
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Discussion paper on implementation of the Regulation nº 46/2013, of the EP and of the Council, of 21 May, amending Regulation nº 1060/2009, on Credit Rating Agencies( CRA3).
| 10/10/2013 |
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Discussion paper: the clearing obligation under EMIR Regulation.
| 12/09/2013 |
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Consultation paper on draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in Investment Firms (MiFID).
| 09/09/2013 |
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Consultation paper: Guidelines on reporting obligations under article 3 and 24 of the Alternative Investment Fund Managers Directive.
| 01/07/2013 |
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Consultation paper on draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus.
| 14/06/2013 |
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Consultation paper on ESMA´s technical advice to the European Commission on fees for Trade Repositories.
| 06/03/2013 |
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Call for evidence on the evaluation of the Regulation (EU) 236/2012, of the European Parliament and of the Council on short selling and certain aspects of credit default swaps.
| 15/03/2013 |
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Consultation paper on draft Regulatory Technical Standards on types of Alternative Investment Funds Managers (AIFMs).
| 01/02/2013 |
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Consultation paper on Guidelines on key concepts of the Alternative Investment Fund Managers Directive (AIFMD).
| 01/02/2013 |
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ESMA and EBA´s consultation paper on Principles for Benchmarks-Setting Processes in the European Union.
| 15/02/2013 |
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Consultatiion paper on Guidelines and Recommendations on the scope of the Credit Rating Agencies (CRAs) Regulation.
| 20/02/2013 |
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Consultation paper on ESMA´s Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements.
| 31/01/2013 |
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Consultation paper: Further amendements to ESMA´s recommendations for the consistent imiplementation of the Prospectus Regulation regarding mineral companies.
| 21/12/2012 |
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Consultation paper: guidelines on remuneration policies and practices (MiFID).
| 07/12/2012 |
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Consultation paper on exemption for market making activities and primary market operations under the Short Selling Regulation.
| 05/10/2012 |
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EBA, EIOPA and ESMA´s joint consultation paper on Draft Regulatory Technical Standards on the uniform conditions of application of the calculation methods under article 6.2 of the Financial Conglomerates Directive.
| 05/10/2012 |
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Public consultation on the treatment of repurchase and reverse repurchase agreements
| 25/09/2012 |
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Consultation paper: guidelines on sound remuneration policies under the Alternative Investment Fund Managers Directive (AIFMD).
| 27/09/2012 |
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ESMA´s technical advice on posible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU.
| 20/08/2012 |
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Consultation paper: Draft Technical Standards for the Regulation on OTC derivatives, CCPs and Trade Repositories.
| 05/08/2012 |
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EB, EIOPA and ESMA´s joint consultation paper on its proposed response to the European Commission´s call for advice on the fundamental review of the financial conglomerates Directive.
| 13/08/2012 |
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Call for evidence: Transaction reporting.
| 04/06/2012 |
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Discussion paper: An overview of the proxy advisory industry. Considerations on possible policy options.
| 25/06/2012 |
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ESMA, EBA, EIOPA Joint Discussion paper: draft regulatory technical standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories.
| 02/04/2012 |
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Discussion paper: Key concepts of the Alternative Investment Fund Managers Directive (AIFMD) and types of AIFM.
| 23/03/2012 |
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ESMA´s draft technical advice on possible delegated acts concerning the Regulation on short selling and certain aspects of Credit Default Swaps.
| 09/03/2012 |
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Consultation paper: draft technical standards on the Regulation of the EP and of the Council on short selling and certain aspects of Credit Default Swaps.
| 13/02/2012 |
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Discussion paper: Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
| 19/03/2012 |
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Consultation paper: ESMA´s guidelines on ETFs and other UCITS issues.
| 30/03/2012 |
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Consultation paper: Guidelines on certain aspects of the MiFID compliance function requirements.
| 24/02/2012 |
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Consultation paper: Guidelines on certain aspects of the MiFID suitability requirements.
| 24/02/2012 |
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Consultation paper: ESMA´s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU.
| 06/01/2012 |
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Consultation report on considerations of materialiity in financial reporting.
| 29/02/2012 |
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Consultation paper on draft Regulatory Technical Standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance.
| 21/10/2011 |
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Consultation paper on draft Regulatory Technical Standards on the presentation of the content and format of ratings data periodic reporting to be submitted from credit rating agencies.
| 21/10/2011 |
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Consultation paper on draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with article 11.2 and point 1 of part II of section e of Annex I to Regulation (EC) Nº 1060/2009.
| 21/10/2011 |
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Consultation paper on draft Regulatory Technical Standards on the assessment of compliance of credit rating methodologies with the requirements set out in article 8.3 of Regulation (EC) Nº 1060/2009.
| 21/10/2011 |
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Call for evidence: empty voting.
| 25/11/2011 |
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Consultation paper: ESMA ´s draft technical advice to the EC on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries.
| 23/09/2011 |
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Discussion paper on ESMA´s policy orientations on guidelines for UCITs Exchanged-Traded Funds and Structured UCITs.
| 22/09/2011 |
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Consultation paper: guidelines on systems and controls of trading venues and investment firms.
| 03/10/2011 |
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Consultation paper: ESMA´s tehcnical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive.
| 13/09/2011 |
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Consultation paper: ESMA´s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU.
| 15/07/2011 |
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Call for evidence on the assessment of compliance of Credit Rating Agencies with article 8.3 of the Credit Rating Agencies Regulations (1060/2009/EC)
| 20/06/2011 |
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Call for evidence on ratings data periodic reporting requirements for CRAs according to article 21 (3) (e) of the draft amended CRA Regulation.
| 20/06/2011 |
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Discussion paper on ESMA ´s policy orientations on possible implementing measures under article 3 of the Alternative Investment Fund Managers Directive
| 16/05/2011 |
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Consultation paper on ESMA´s technical advice to the European Commission on fees for Credit Rating Agencies supervision.
| 27/04/2011 |
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Consultation paper on the application of the endorsement regimen under article 4 (3) of the Credit Rating Regulation 1060/2009.
| 31/03/2011 |
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Call for evidence: request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU)
| 25/02/2011 |
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Call for evidence on the criteria for endorsement (Article 21 (1) (a) of the draf amended CRA Regulation.
| 24/01/2011 |
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Consultation paper: Implementing measures on the Alternative Investment Fund Managers Directive.
| 07/01/2011 |
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Consultation paper: CESR´s guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS.
| 31/12/2010 |
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Consultation paper: Development of pan-european access to financial information disclosed by listed companies.
| 24/09/2010 |
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Four consultations on the Key Investor Informacion document (KII)
| 10/09/2010 |
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Consultation paper:Standardisation and exchange trading of OTC derivatives
| 16/08/2010 |
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Consultation paper: transaction reporting on OTC derivatives and extension of the scope of transaction reporting obligations.
| 16/08/2010 |
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Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-client categorisation
| 09/08/2010 |
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Consultation paper: Guidance on common standards for assesment of compliance of credit rating methodologies with the requirements set out in article 8 (3) of the european Regulation
| 18/06/2010 |
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Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review: non-equity markets transparency.
| 04/06/2010 |
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Consultation paper: CESR´s guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS.
| 31/05/2010 |
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Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-transaction reporting.
| 31/05/2010 |
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Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-equity markets.
| 31/05/2010 |
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Consultation paper: CESR technical advice to the European Commission in the context of the MiFID review-investor protection and intermediaries.
| 31/05/2010 |
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Call for evidence: micro-structural issues of the European equity markets.
| 30/04/2010 |
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Consultation paper: proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares.
| 31/03/2010 |
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Consultation paper: Guidance to report transactions on OTC derivative instruments
| 14/04/2010 |
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Consultation paper: A common definition of European money market funds.
| 31/12/2009 |
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Inducements: good and poor practices.
| 22/12/2009 |
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Consultation paper: Understanding the definition of advice under MiFID
| 14/12/2009 |
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Call for evidence: The use of a Standard Reporting Format for Financial Reporting of Issuers Having Securities Admitted to Trading on Regulated Markets
| 30/11/2009 |
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Consultation paper: Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance.
| 30/11/2009 |
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Consulta pública de CESR acerca de las centrales de almacenamiento de datos de las transacciones en la Unión Europea. (Consultation paper: Trade repositories in the European Union)
| 06/11/2009 |
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Consulta pública de CESR acerca de la ayuda técnica a la Comisión Europea sobre medidas de nivel 2 relativas a fusiones de UCITS, estructuras master-feeder de UCITS y notificaciones transfronterizas de UCITS. (Consultation paper: CESR´s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS)
| 17/11/2009 |
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Consulta pública de CESR acerca de la clasificación e identificación de los instrumentos derivados OTC para el reporte de información sobre transacciones entre los distintos miembros de CESR
| 01/10/2009 |
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Consulta pública sobre la propuesta de CESR acerca de un régimen pan-europeo de publicación de posiciones cortas. (Consultation paper: CESR Proposal for a Pan-European Short Selling Disclosure Regime)
| 30/09/2009 |
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Addendum a la consulta pública de CESR sobre el formato y contenido del documento de desglose de información clave de UCITS
| 10/09/2009 |
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Consulta pública de CESR sobre la asistencia técnica para las medidas de nivel 2 en relación con el pasaporte de las Sociedades Gestoras de UCITS. (Consultation paper: CESR´s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport)
| 10/09/2009 |
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Consulta pública de CESR sobre la asistencia técnica de CESR para las medidas de nivel 2 en relación con el formato y contenido del documento de desglose de información clave de UCITS. (Consultation paper: CESR´s technical advice at level 2 on the format and content of Key Information disclosures for UCITS)
| 10/09/2009 |
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Consulta pública sobre reconocimiento mutuo con terceros países. (Mutual recognition with non-EU jurisdictions)
| 04/09/2009 |
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Consulta pública de CESR sobre la central de almacenamiento de datos de las agencias de calificación crediticia. (Consultation paper: CRAs Central Repository)
| 07/08/2009 |
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Consulta pública de CESR para reunir datos acerca del uso en la Unión Europea de ratings emitidos por Agencias de rating de terceros países. (Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs)
| 17/08/2009 |
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Consulta pública sobre los consejos técnicos de nivel 2 a emitir por CESR acerca de medición de riesgo para el cálculo de la exposición global de una UCIT. (CESR´s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCIT´s global exposure)
| 15/07/2009 |
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Consulta pública sobre los productos financieros complejos y no complejos en la MiFID a efectos de aplicación de los requisitos de evaluación de la conveniencia
| 17/07/2009 |
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Consulta pública sobre cuestiones técnicas relativas al documento de desglose de información clave de UCITS. (Technical issues relating to Key Information Document (KID) disclosures for UCITS)
| 15/05/2009 |
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Consulta pública sobre el borrador de Recomendaciones para Entidades de de Contrapartida Central para derivados OTC. (Draft Recommendations for Central Counterparties, revised for CCPs clearing OTC derivatives)
| 07/04/2009 |
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Consulta pública sobre las propuestas para el plan de trabajo del Review-Panel de CESR. (Proposals for the Review Panel Work Plan)
| 07/04/2009 |
|
Consulta pública sobre posibles medidas de implementación de la futura Directiva de Instituciones de Inversión Colectiva. (Possible implementing measures concerning the future Ucits Directive)
| 31/03/2009 |
|
Consulta pública sobre los estándares técnicos para identificar y clasificar los instrumentos derivados OTC para TREM; el mecanismo de intercambio de información sobre operaciones de CESR. (Call for evidence on technical standards to identify and classify OTC derivative instruments for TREM; CESR´s Transaction Reporting Exchange Mechanism)
| 27/02/2009 |
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Consulta pública sobre la transparencia de los mercados de bonos corporativos, productos financieros estructurados y derivados de crédito (Transparency of corporate bond, structured finance product and credit derivatives markets)
| 19/02/2009 |
|
Consulta de CESR y ESCB sobre las recomendaciones acerca de los sistemas de compensación y liquidación de valores y contrapartidas centrales en la Unión Europea. (CESR and ESCB consult on recommendations for securities clearing and settlement systems and central counterparties in the European Union)
| 23/01/2009 |
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Consulta pública sobre la regulación de las ventas en corto por los miembros de CESR. (Regulation of short selling by CESR members)
| 20/01/2009 |
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Consulta pública sobre el impacto de la MiFID sobre el funcionamiento de los mercados secundarios (Call for evidence on the impact of MiFID on secondary markets functioning)
| 09/01/2009 |
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Consulta pública del Comité Europeo de Reguladores de Valores -CESR- sobre la Directiva de Abuso de Mercado - tercer conjunto de medidas de nivel 3 e información sobre la operativa común de la Directiva - (Public consultation on Market Abuse Directive. Level 3 - Third set of CESR guidance and information on the common operation of the Directive to the market)
| 09/01/2009 |
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Consulta pública sobre la revisión del ámbito de aplicación de la obligación de información acerca de las operaciones en la MiFID. (Call for evidence on the review of the scope of the MiFID transaction reporting obligation)
| 05/12/2008 |
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Consulta pública sobre principios para la gestión de riesgos en Instituciones de Inversión Colectiva. (Risk Management principles for UCITS)
| 17/10/2008 |
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Consulta pública sobre el pasaporte de las Sociedades Gestoras de Instituciones de Inversión Colectiva. (UCITS Management Company Passport)
| 15/10/2008 |
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Consulta pública sobre la solicitud de asesoramiento de la Comisión Europea a CESR acerca de la conveniencia de otorgar pasaporte a las sociedad gestoras de Instituciones de Inversión Colectiva
| 22/08/2008 |
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Consulta pública sobre el tercer conjunto de orientaciones e informes de CESR sobre la aplicación común de la Directiva en el mercado: Nivel 3 de la Directiva de Abuso de Mercado
| 30/09/2008 |
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Consulta pública sobre la medición del valor razonable y desgloses de información relacionados en instrumentos financieros en mercados con escasa liquidez
| 12/09/2008 |