ESMA

ESMA

ESMA - Guías sobre sistemas y controles en un entorno de negociación automática para plataformas de negociación, empresas de inversión y autoridades competentes. Diciembre 2011.

ESMA- Guías sobre el refrendo y uso con fines regulatorios de los ratings crediticios emitidos fuera de la Unión Europea después del 6 de junio de 2011. Mayo 2011.

ESMA- Guías sobre medición del riesgo y cálculo global de la exposición para ciertos tipos de IICs estructuradas. Abril 2011.

CESR

CESR- Detalles técnicos del régimen pan europeo de información sobre ventas en corto. Mayo 2010.

CESR - Model for a pan-european short selling disclosure regime. Marzo 2010.

CESR - Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members (22/07/2009)

CESR Statement - Application of and disclosures related to the reclassification of financial instruments (15/07/09)

CESR - Transparency of corporate bond, structure finance product and credit derivatives markets. (Julio 2009)

CESR - CESR maps coherence, equivalence and variance of supervisory Powers and sanctioning regimes of the Transparency Directive. (Julio 2009)

CESR /ESBC - Recommendations for securities settlement Systems and recommendations for central counterparties in the European Union. (Mayo 2009)

CESR - Impact of the MiFID on equity secondary markets functioning. (10/06/2009)

CESRReport on compliance of EU based Credit Rating Agencies with the 2008 IOSCO Code of Conduct. (mayo 2009)

CESR - Third set of CESR guidance and information on the common operation of the Market Abuse Directive to the market: guidelines and feedback statement. (15/05/2009)

CESR - 3L3 Joint Contribution to the European Commission's consultation on the improvement of supervision for the financial services sector. (10-abril-2009).

CESR - Statement on measures recently adopted by CESR Members on short-selling. (31/03/2009).

CESR - CESR Statement on Fair Value measurement and related disclosures of financial instruments in illiquid markets (Ref. CESR/08-713b).

CESR - CESR's Second report to the European Commission on the compliance of credit rating agencies with the IOSCO Code. The role of credit rating agencies in structured finance. (Ref. CESR/08-277).

CESR - CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instrument Directive (MiFID) (Ref. CESR/08-220).

CESR - Frequently asked questions regarding prospectuses: Common positions agreed by CESR Members (February 2009).

CESR - CESR Statement on the reclassification of financial instruments and other related issues (07/01/09)

CESR - Passport under MiFID - Recommendations for the implementation of the Directive and Statement on practical arrangements regarding the late transposition of MiFID (Ref. CESR/07-337b). Protocol on MiFID Passport Notifications - revised (Ref. CESR/07-317b).

CESR - Criterios de CESR para la aplicación común de la Directiva de abuso de mercado en materia de información privilegiada. Julio 2007 (Ref. CESR/06-562b). Documento en español, versión no oficial traducida por la CNMV.

CESR - The Lehman Brothers default: an assesment of the market impact.(23/03/2009)

CESR - Risk Management principles for UCITS (Ref. CESR/09-178).

CESR - Memoria Anual 2007 de CERS (Versión sólo en inglés).

CESR - Criterios de CESR para la correcta implementación de la Directiva sobre las operaciones con información privilegiada y la manipulación del mercado ("abuso de mercado") (Ref. CESR/04-505b). Feedback Statement. Nota de prensa.

CESR - Informe técnico de CESR a la Comisión Europea sobre posibles medidas respecto a las agencias de calificación crediticia (Ref. CESR/05-139b). Marzo de 2005.Nota de prensa.