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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 32
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/09/2018
  • TVT PARTNERS / TVT INVESTMENT MANAGEMENT LIMITED (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
05/09/2018
  • THE SHARE CENTRE (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
08/08/2018
  • TRADEBNP
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
01/08/2018
  • THINKING AHEAD LTD AND KITANO LTD
A warning PDF of date 01/08/2018 (new window) CONSOB (ITALIA) 
01/08/2018
  • TRADE COM LIMITED
A warning PDF of date 01/08/2018 (new window) CONSOB (ITALIA) 
18/07/2018
  • TRADE WFX
A warning PDF of date 18/07/2018 (new window) FCA (REINO UNIDO) 
11/07/2018
  • TAIT INVESTMENT GROUP
A warning PDF of date 11/07/2018 (new window) FCA (REINO UNIDO) 
27/06/2018
  • THINKING AHEAD LTD / TAKEDA PARTNERS LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 
27/06/2018
  • TOTALLYMONEY / TOTALLY MONEY (CLON)
A warning PDF of date 27/06/2018 (new window) FCA (REINO UNIDO) 
13/06/2018
  • THE HAIGHTON RUTH GROUP (CLON)
A warning PDF of date 13/06/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.