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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 32
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/11/2004
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 03/11/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
01/12/2004
  • THE ARMSTRONG GROUP
A warning PDF of date 01/12/2004 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
01/12/2004
  • TRANS INTERCONTINENTAL FINANCE
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
19/01/2005
  • TRINITY FINANCE ONLINE
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
19/01/2005
  • TRINITY FINANCE ONLINE INC
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
19/01/2005
  • TRINITY FINANCE ONLINE PLC
A warning PDF of date 19/01/2005 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • THE WILLIAMS GROUP
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
25/05/2005
  • TRIMARK WORLD CAPITAL CORP
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
22/06/2005
  • TAYLOR FERGUSON
A warning PDF of date 22/06/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.