Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1046 out of 1216
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/07/2009unauthorised entities
  • BAUER & WEISS ASSOCIATES (SWITZERLAND AND THE UNITED KINGDOM
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 
15/07/2009unauthorised entities
  • BRADLEY HILL HOLDINGS LIMITED
  • WWW.BRADLEYHILLHOLDINGS.COM
A warning PDF of date 15/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • JADE ASIA INTERNATIONAL LTD
  • WWW.JADE-ASIA.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • MARKETING SERVICES INTERNATIONAL
  • WWW.MARKETINGSERVICESINTERNATIONAL.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • CARTER SINCLAIR LTD
  • WWW.CARTER-SINCLAIR.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • HONG KONG YA-TONG FINANCE AND INVESTMENT CO. LTD.
  • WWW.HK-YATONG.COM
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • SUN BILLION LIMITED
A warning PDF of date 01/07/2009 (new window) SFC (HONG KONG) 
01/07/2009unauthorised entities
  • AFFINITY GROUP SOLUTIONS
  • HTTP://WWW.AFFINITYGROUPSOLUTIONS.COM
A warning PDF of date 01/07/2009 (new window) FSAN (NORUEGA) 
01/07/2009unauthorised entities
  • COMMERCE INVESTMENTS GROUP
  • HTTP://WWW.COMMERCEINVESTMENTS.US
A warning PDF of date 01/07/2009 (new window) FSAN (NORUEGA) 
01/07/2009unauthorised entities
  • SULLIVAN INVESTMENT GROUP
  • WWW.SULLIVANINVESTMENTS.CO.UK
A warning PDF of date 01/07/2009 (new window) CBFA (BELGICA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.