Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 671 out of 1214
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/08/2011unauthorised entities
  • HEWITT & STERN
  • WWW.HEWITTSTERN.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
22/06/2011unauthorised entities
  • HESKETH LEIHNER AND BEIJING FUTURES EXCHANGE, BFEX
  • WWW.HESKETH-LEIHNER.COM
  • WWW.BFEX.ORG
A warning PDF of date 22/06/2011 (new window) SFSA (SUECIA) 
30/03/2011unauthorised entities
  • HERSH EDELMAN
  • WWW.HERSH-EDELMAN.COM
A warning PDF of date 30/03/2011 (new window) FMA (AUSTRIA) 
02/02/2011unauthorised entities
  • HERSH EDELMAN
  • WWW.HERSH-EDELMAN.COM
A warning PDF of date 02/02/2011 (new window) SFSA (SUECIA) 
19/03/2014unauthorised entities
  • HERRINGTON GLOBAL AND SHENZHEN COMMODITY EXCHANGE, SZCOX
  • WWW.HERRINGTON-GLOBAL.COM
  • WWW.SZCOX.ORG
A warning PDF of date 19/03/2014 (new window) SFSA (SUECIA) 
30/07/2014unauthorised entities
  • HERRINGTON GLOBAL
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
26/02/2014unauthorised entities
  • HERRINGTON GLOBAL
  • HTTP://HERRINGTON-GLOBAL.COM/
A warning PDF of date 26/02/2014 (new window) FSAN (NORUEGA) 
07/01/2021unauthorised entities
  • HERONSGATE CAPITAL LIMITED (CLONE)
  • WWW.HERONSGATECAPLTD.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA HERONSGATE CAPITAL LLP.
10/11/2022unauthorised entities
  • HEROLD AND PARTNERS
  • WWW.HEROLDANDPARTNERS.COM
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 
05/10/2022unauthorised entities
  • HEROLD AND PARTNERS
  • WWW.HEROLDANDPARTNERS.COM
A warning PDF of date 05/10/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.