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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
27/09/2017Other alerts
  • VARIOS FRANCIA
A warning PDF of date 27/09/2017 (new window) AMF (FRANCIA)PUBLICACION POR EL REGULADOR DE UN NUEVO LISTADO DE PAGINAS WEB QUE OFRECEN INVERSIONES EN DIAMANTES SIN CONTAR CON LA DEBIDA AUTORIZACION.
20/09/2017unauthorised entities
  • ASSET CONSULTING / CONSULTANT SERVICES
  • WWW.ASSETCONSULTINGSERVICES.COM
  • WWW.ASSETCONSULTANTSERVICES.COM
A warning PDF of date 20/09/2017 (new window) FCA (REINO UNIDO) 
20/09/2017unauthorised entities
  • DBL ASSET MANAGEMENT S.A.
  • WWW.DBL-AM.ORG
A warning PDF of date 20/09/2017 (new window) CSSF (LUXEMBURGO) 
13/09/2017unauthorised entities
  • POSITIVE LENDING (CLON)
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • CATHAY DUPONT
  • WWW.CATHAYDUPONT.COM
A warning PDF of date 13/09/2017 (new window) CSSF (LUXEMBURGO) 
13/09/2017unauthorised entities
  • FISHER INVESTMENTS INSTITUTIONAL FUNDS PLC (CLON)
  • HTTP://FISHERFUNDSPLC.CO.UK
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • GENWORTH CONSULTANT GROUP
  • WWW.GENWORTHCONSULTANTGRP.COM
  • WWW.GENWORTHCONSULTANT.COM
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • JOHNSTON AND JAMES CONSULTANCY / J&J CONSULTANCY
  • WWW.JOHNSTONANDJAMESCONSULTANCYFIRM.COM
A warning PDF of date 13/09/2017 (new window) FCA (REINO UNIDO) 
13/09/2017unauthorised entities
  • NAFTOIL
A warning PDF of date 13/09/2017 (new window) AMF (FRANCIA)SE ADVIERTE TAMBIEN CONTRA SU DIRECTOR RAPHAEL COMTÉ
13/09/2017unauthorised entities
  • ITO VENTURES
  • WWW.ITOVENTURES.COM
A warning PDF of date 13/09/2017 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.