Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 696 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/02/2018unauthorised entities
  • HAEFEN CAPITAL
  • WWW.HAEFENCAPITAL.COM
A warning PDF of date 14/02/2018 (new window) AFM (PAISES BAJOS) 
22/02/2012unauthorised entities
  • HADLEY RICHARDS
  • WWW.HADLEYRICHARDS.COM
A warning PDF of date 22/02/2012 (new window) DFSA (DINAMARCA) 
28/03/2012unauthorised entities
  • HADLEY RICHARDS
  • WWW.HADLEYRICHARDS.COM
A warning PDF of date 28/03/2012 (new window) FMA (AUSTRIA) 
12/03/2008unauthorised entities
  • HACHIRO MERGERS AND ACQUISITIONS
  • WWW.HACHIRO.ORG
A warning PDF of date 12/03/2008 (new window) SFSA (SUECIA) 
15/06/2005unauthorised entities
  • HABIB INVESTMENT BANKING & TRADING COMPANY
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 
16/04/2008unauthorised entities
  • HABERMAN BROTHERS INTERNATIONAL
  • WWW.HABERMANBROTHERS.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
30/11/2011unauthorised entities
  • H.Y. MARKETS
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
20/09/2006unauthorised entities
  • H.B. MANAGEMENT
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
19/05/2021unauthorised entities
  • H&S MANAGEMENT GROUP / H&S FINANCE CONSULTING
  • WWW.H-S.FINANCE
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 
17/04/2013unauthorised entities
  • H TAFT PRIVATE EQUITY
  • WWW.HTAFT.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.