Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 240 out of 1217
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/08/2012unauthorised entities
  • CLAYMORE CAPITAL
  • WWW.CLAYMORECAPITAL.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
02/11/2016unauthorised entities
  • CLAYTON & FISHER ADVISORS
  • WWW.CLAYTONFISHERADVISORS.COM
A warning PDF of date 02/11/2016 (new window) FCA (REINO UNIDO) 
31/08/2016unauthorised entities
  • CLAYTON & OAKLEY INVESTMENTS (IRELAND)
A warning PDF of date 31/08/2016 (new window) CBI (IRLANDA) 
14/07/2010unauthorised entities
  • CLAYTON & PHELPS
  • WWW.CLAYTONANDPHELPS.COM
A warning PDF of date 14/07/2010 (new window) FSA (REINO UNIDO) 
25/05/2011unauthorised entities
  • CLAYTON PRESSMAN IVY INTERNATIONAL
  • WWW.CPI-I.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
17/05/2017unauthorised entities
  • CLAYTON WEALTH ADVISORY / CLAYTON WORTH ADVISORY / CLAYTON WELLS
  • WWW.CLAYTONWEALTH.COM
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
12/04/2023unauthorised entities
  • CLC BANK
  • HTTPS://CLCBANK.ORG/
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
04/03/2020unauthorised entities
  • CLEANTECH EUROPE ESCROW LP
  • WWW.CLEANTECH-ESCROW.COM
A warning PDF of date 04/03/2020 (new window) FCA (REINO UNIDO) 
23/05/2018unauthorised entities
  • CLEAR LOANS (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
12/03/2002unauthorised entities
  • CLEARING SERVICES
A warning PDF of date 12/03/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.