Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 1217
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/02/2005unauthorised entities
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
23/03/2011unauthorised entities
  • FISS FINANCE
  • HTTP://WWW.FISS.SI/
A warning PDF of date 23/03/2011 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • KS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • ALBAG GESELSHAFT FUR ALLGEMEINE FINANZIERUNGSBERATUNG GMBH
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
13/01/2010unauthorised entities
  • PARTNERS INVESTMENT NETWORK LIMITED
  • HTTP://PARTNERSINVESTMENTNETWORK.COM/
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
13/01/2010unauthorised entities
  • RAISINO HOLDINGS
  • HTTP://WWW.REVENTON-SLOVENIA.COM
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
08/11/2006unauthorised entities
  • MASON ROSS INVESTMENTS LTD.
A warning PDF of date 08/11/2006 (new window) SSMA (ESLOVENIA) 
29/09/2010unauthorised entities
  • FUEHRENDE INVESTITIONEN LIMITED
  • HTTP://WWW.FISS-SOLUTIONS.COM/SI/
  • HTTP://WWW.FISS-INVESTMENTS.COM/
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
13/01/2016unauthorised entities
  • LYXOR LTD
A warning PDF of date 13/01/2016 (new window) SSMA (ESLOVENIA) 
04/07/2012unauthorised entities
  • WWW.ALTAINVEST.INFO
  • NFINVEST
A warning PDF of date 04/07/2012 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.