Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 240 out of 1219
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/04/2021unauthorised entities
  • CLÁUDIO ANDRÉ
  • HTTPS://WWW.CLAUDIOANDREOFFICIAL.COM/
  • HTTPS://WWW.INSTAGRAM.COM/CLAUDIOANDREOFFICIAL/
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
25/10/2023unauthorised entities
  • CLÁUDIO ANDRÉ DA SILVA TEIXEIRA
  • HTTPS://WWW.INSTAGRAM.COM/CLAUDIOANDREOFFICIAL/
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
14/11/2012unauthorised entities
  • CLAYBOURNE GROUP
  • WWW.CLAYBOURNEGROUP.COM
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO) 
29/08/2012unauthorised entities
  • CLAYMORE CAPITAL
  • WWW.CLAYMORECAPITAL.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
02/11/2016unauthorised entities
  • CLAYTON & FISHER ADVISORS
  • WWW.CLAYTONFISHERADVISORS.COM
A warning PDF of date 02/11/2016 (new window) FCA (REINO UNIDO) 
31/08/2016unauthorised entities
  • CLAYTON & OAKLEY INVESTMENTS (IRELAND)
A warning PDF of date 31/08/2016 (new window) CBI (IRLANDA) 
14/07/2010unauthorised entities
  • CLAYTON & PHELPS
  • WWW.CLAYTONANDPHELPS.COM
A warning PDF of date 14/07/2010 (new window) FSA (REINO UNIDO) 
25/05/2011unauthorised entities
  • CLAYTON PRESSMAN IVY INTERNATIONAL
  • WWW.CPI-I.COM
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
17/05/2017unauthorised entities
  • CLAYTON WEALTH ADVISORY / CLAYTON WORTH ADVISORY / CLAYTON WELLS
  • WWW.CLAYTONWEALTH.COM
A warning PDF of date 17/05/2017 (new window) FCA (REINO UNIDO) 
12/04/2023unauthorised entities
  • CLC BANK
  • HTTPS://CLCBANK.ORG/
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.