Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1135 out of 1221
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/10/2007unauthorised entities
  • FX CAPITAL CLUB LIMITED
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FOCUS (AIM) LIMITED
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • SMI GLOBAL CAPITAL LTD
  • WWW.SMICAP.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
12/09/2007unauthorised entities
  • MPT MARKETING SERVICE
  • WWW.CHINACARBONFUND.COM
  • WWW.MANDARIN-FUND.COM
  • WWW.CARBONFUND.ORG
  • WWW.MPT-ASIA.COM
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FOREX CAPITAL MARKETS CLUB LIMITED
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FXCM CLUB
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • LOGICAL CLEARING LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • FAMEX FINANCIAL
  • WWW.FAMEXFINANCIAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • SHANGHAI MERCANTILE EXCHANGE
  • WWW.SHMEX.ORG
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
21/11/2007unauthorised entities
  • BRADSTONE HEALY & PRATT
  • WWW.BHPMERGERS.COM
A warning PDF of date 21/11/2007 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.