Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1113 out of 1219
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/12/2005unauthorised entities
  • DELTA IMT
A warning PDF of date 28/12/2005 (new window) NAFM (PAISES BAJOS) 
19/04/2006unauthorised entities
  • SILVERSTONE MANAGEMENT S.L.
  • WWW.SILVERSTONEMANAGEMENT.BIZ
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
20/11/2013unauthorised entities
  • INFINITY CAPITAL
  • WWW.INFINITYCAPITAL.IN
A warning PDF of date 20/11/2013 (new window) NBS (REPUBLICA ESLOVACA) 
05/05/2010unauthorised entities
  • RANTAU SIMFONI SDN BHD
A warning PDF of date 05/05/2010 (new window) SCM (MALASIA) 
09/09/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
14/01/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 14/01/2009 (new window) SEC (ESTADOS UNIDOS)USO FRAUDULENTO DE NOMBRES DE EMPLEADOS
19/07/2006unauthorised entities
  • COOPER&PRICE MANAGEMEN
  • WWW.COOPERPRICE.COM
A warning PDF of date 19/07/2006 (new window) SFC (HONG KONG) 
16/08/2006unauthorised entities
  • ABBEY HOUSE ACQUISITIONS
  • WWW.ABBEYHOUSEACQUISITIONS.COM
A warning PDF of date 16/08/2006 (new window) SFC (HONG KONG) 
11/10/2006unauthorised entities
  • WARREN GROUP
  • WWW.WARRENGROUPUSA.NET
A warning PDF of date 11/10/2006 (new window) SFC (HONG KONG) 
23/08/2006unauthorised entities
  • IMPERIAL TRUST LLC
  • WWW.IMPERIALTRUSTLLC.COM
A warning PDF of date 23/08/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.