Consulta pública de la modificación de las Circulares 11/2008, de 30 de diciembre, Circular 4/2016, de 29 de junio, y la Circular 6/2008, de 26 de noviembre, de la CNMV.
| 25/11/2024 |
Consulta pública de la modificación de las Circulares 1/2021, de 25 de marzo; 1/2010, de 28 de julio, 5/2009, de 25 de noviembre, 1/2018, de 12 de marzo, y 1/2014, de 26 de febrero, de la Comisión Nacional del Mercado de Valores.
| 30/06/2024 |
Consulta pública relativa a la actualización de la Guía Técnica sobre Comisiones de Auditoría de Entidades de Interés Público
| 18/03/2024 |
Public consultation for the Technical Guide on the reinforcement of CIS’s transparency with the specific performance objective and of fixed income CIS with a buy-and-hold strategy
| 31/03/2023 |
Public consultation on additional intervention measures on CFD trading
| 31/01/2023 |
Public consultation regarding the draft for a new Circular on the accounting standards, annual accounts and interim financial statements of the market infrastructures for public consultation
| 18/11/2022 |
Consulta pública del Código de buenas prácticas para inversores institucionales, gestores de activos y asesores de voto en relación con sus deberes respecto de los activos asignados o los servicios prestados
| 16/09/2022 |
Valoración de las observaciones recibidas en el trámite de audiencia pública de la Guía Técnica 2/2022 para la evaluación de la conveniencia
| 13/09/2021 |
Public Consultation the Draft Circular on the prospectus for CISs and the registration of the key investor document (KID)
| 27/05/2022 |
Public Consultation on the Draft Circular amending the templates for notifications of significant shareholdings, issuer transactions in treasury stock and market makers
| 30/04/2022 |
Assessment of the comments received during the public consultation process on Technical Guide 1/2022
| 15/10/2021 |
Comments received during the phase for public consultation on the draft Technical Guide on the management and control of the liquidity of Collective Investment Schemes
| 15/10/2021 |
Comentarios recibidos durante la fase de consulta pública del proyecto de guía técnica para la evaluación de la conveniencia
| 13/09/2021 |
Valoración de las observaciones recibidas en el trámite de audiencia pública de la Circular 3/2021
| 05/08/2021 |
Comentarios recibidos al Proyecto de Circular por la que se modifican los modelos de informe anual de gobierno corporativo a cumplimentar por las sociedades anónimas cotizadas y el modelo de informe anual de remuneraciones de consejeros
| 05/08/2021 |
Proyecto de Guía Técnica sobre la gestión y el control de la liquidez de las Instituciones de Inversión Colectiva (IIC)
| 15/10/2021 |
Consulta pública del Proyecto de Guía Técnica para la evaluación de la conveniencia
| 30/09/2021 |
Consulta pública de Proyecto de Circular sobre requerimientos de información estadística a los fondos de mercado monetario
| 13/09/2021 |
Draft Circular amending the templates used for the annual corporate governance report to be completed by listed public limited companies and the template used for the annual report on the remuneration of board members
| 05/08/2021 |
Circular 1/2022, of 10 January, of the Spanish National Securities Market Commission, on the advertising of crypto-assets for investment purposes
| 16/04/2021 |
Assessment of the comments received during the public consultation process
| 15/02/2021 |
Comentarios recibidos durante la fase de consulta pública de la propuesta de Circular sobre normas contables, cuentas anuales y estados financieros de ESI, SGIIC y SGEIC
| 15/02/2021 |
Draft accounting Circular for Investment Firms, Collective Investment Scheme Management Companies and Venture Capital Management Companies repealing Circular 7/2008
| 15/02/2021 |
Proposal to amend Technical Guide 4/2017 for the evaluation of knowledge and skills of staff who provide information and advice
| 19/10/2020 |
Comentarios recibidos durante la fase de consulta pública a la propuesta de modificación de la Guía Técnica 4/2017 para la evaluación de los conocimientos y competencias del personal que informa y asesora
| 19/10/2020 |
Public consultation on the draft Technical Guide on the appointment of unregistered entities or persons as CIS advisers
| 14/10/2020 |
Comments received during the public consultation phase on the draft CNMV Technical Guide on the appointment of unregistered entities or persons as CIS advisers
| 14/10/2020 |
Public consultation on the draft Circular amending the templates used for the Annual Corporate Governance and Board Member Remuneration Reports
| 18/09/2020 |
Comments received during the phase for public consultation on the draft Circular amending the templates used for the Annual Corporate Governance and Board Member Remuneration Reports
| 18/09/2020 |
Public consultation on the Draft Technical Guide on currency derivatives used as a means of payment not considered to be a financial instrument
| 18/09/2020 |
Comments received during the phase for public consultation on the draft Technical Guide on currency derivatives used as a means of payment not considered to be a financial instrument
| 18/09/2020 |
Public consultation on the draft Circular on the advertising of investment products and services
| 11/09/2020 |
Comments received during the public consultation phase on the Draft Circular on the advertising of investment products and services
| 11/09/2020 |
The CNMV submits for public consultation the amendment of certain recommendations of the Code of Good Governance for listed companies
| 14/02/2020 |
Comments received during the public consultation phase of the proposed amendment of certain recommendations of the Code of Good Governance for listed companies
| 14/02/2020 |
The CNMV submits for public consultation a Technical Guide on the authorisation procedure for new firms to speed up processes
| 30/09/2019 |
Comments received during the public consultation phase of the proposed Technical Guide on the authorisation procedure for new firms to speed up processes
| 30/09/2019 |
Public consultation on the amendment of Circular 1/2017 of 26 April of the Spanish National Securities Market Commission on liquidity contracts
| 31/05/2019 |
Comments received during the public consultation phase on the proposal to amend Circular 1/2017, of 26 April, of the Spanish National Securities Market Commission on liquidity contracts
| 31/05/2019 |
The CNMV submits for public consultation the Technical Guide on procedures for the selection of CISMC intermediaries
| 17/06/2019 |
Public consultation for the proposed Technical Guide on the performance of ancillary activities by investment firms
| 23/04/2019 |
Public consultation on the proposed Technical Guide on Nomination and Remuneration Committees
| 20/12/2018 |
Comments received during the phase for public consultation on the proposed Technical Guide on Nomination and Remuneration Committees
| 20/12/2018 |
Public consultation on the CNMV proposal for intervention measures on binary options and financial contracts for differences
| 30/11/2018 |
Draft Circular amending Circular 1/2009, of 4 February, on the collective investment scheme categories established according to their investment vocation
| 27/07/2018 |
Draft Circular by which Circulars 1/2010 and 7/2008 are ammended
| 27/07/2018 |
Propuesta de Circular sobre IPP de los emisores con valores admiitidos a negociación en mercados regulados
| 31/05/2018 |
Comments received regarding the public consultation on the draft Circular on periodic reporting by issuers of securities admitted to trading on regulated markets
| 31/05/2018 |
Proyecto Circular por el que se modifican los modelos de IAGC e IARC
| 02/03/2018 |
Propuesta de Guía Técnica sobre gestión de conflictos de interés en las operaciones vinculadas de las IIC y en otra operativa de las SGIIC
| 31/12/2017 |
Proyecto de Circular sobre cuentas anuales y estados de información reservada de las sociedades gestoras de fondos de titulización y por la que se modifican las Circulares 4/2008, de 11 de septiembre, 7/2008, de 26 de noviembre, 11/2008, de 30 de diciembre y 1/2010, de 28 de julio de la CNMV, que afectan a cuestiones relativas a información pública periódica de IIC, SGIIC y SGEIC, ECR y entidades que prestan servicios de inversión, respectivamente.
| 30/11/2017 |
Draft CNMV Circular amending CNMV Circular 2/2011, of 9 June, on information on foreign collective investment schemes registered with the CNMV.
| 16/10/2017 |
Draft Circular on the obligations of investment firms regarding disclosure through their websites in relation to corporate governance and remuneration policy, amending CNMV Circular 7/2008, of 26 November
| 10/10/2017 |
Proposal for a Technical Guidelines for the assessment of the knowledge and competence of persons giving information and advice
| 10/05/2017 |
Proyecto de Circular por la que se modifica la Circular 9/2008, de 10 de diciembre, de la Comisión Nacional del Mercado de Valores, sobre normas contables y estados de información pública y reservada de las infraestructuras de mercado
| 01/07/2016 |
Proyecto de Circular sobre las funciones de los depositarios de Instituciones de Inversión Colectiva y Entidades reguladas por la Ley 22/2014, de 12 de noviembre.
| 04/02/2016 |