CNMV - Spanish investment firms information - ORIENTA WEALTH, AGENCIA DE VALORES, S.A.

ORIENTA WEALTH, AGENCIA DE VALORES, S.A.

Investment Firms
Nº Registro Oficial	Fecha registro oficial
199	28/02/2003

Investment services and activities
Investment services and activities	Instruments											Clients
Investment services and activities	a	b	c	d	e	f	g	h	i	j	k	Retail	Professional	Eligible counterparties
Reception and transmission of orders on behalf of clients
Portfolio management
Placement of financial instruments
Investment advice

Ancillary services
Ancillary services	Instruments											Clients
Ancillary services	a	b	c	d	e	f	g	h	i	j	k	Retail	Professional	Eligible counterparties
Safekeeping and administration of financial instruments
Advice to undertakings
Preparation of investment research and financial analysis

Investment services and activities / ancillary services for instruments not provided for under Article 2 of TRLMV (Article 142(2))
Services and activities	Instruments	Clients
Services and activities	Instruments	Retail	Professional	Eligible counterparties
Recepción y transmisión de órdenes por cuenta de terceros	Participaciones de Fondos y Planes de Pensiones, Entidades de previsión social, seguros de vida.
Asesoramiento sobre inversiones	Participaciones de Fondos y Planes de Pensiones, Entidades de Previsión Social, seguros de vida, préstamos, créditos, IPF y depósitos
Gestión de carteras	Seguros de vida, IPF, depósitos e instrumentos generalmente permitidos a las Entidades de Capital Riesgo.

Activities entailing the extension of the business (Article 142(2) of TRLV)
Activities	Details	Clients
Activities	Details	Retail	Professional	Eligible counterparties
Colaboración con entidades de cré	Puesta en contacto con entidades de crédito con la finalidad de facilitar el acceso a productos (IPF y depósitos entre otros) y servicios bancarios de financiación.
Colaboración con Sociedades Gestoras de Instituciones de Inversión Colectiva y/o Sociedades Gestoras de Entidades de Inversión Colectiva de Tipo Cerrado	Puesta en contacto con Sociedades Gestoras de Instituciones de Inversión Colectiva y/o Sociedades Gestoras de Entidades de Inversión Colectiva de Tipo Cerrado con la finalidad de facilitar la firma de (i) contratos de prestación de servicios de delegación de la gestión de Entidades de Capital Riesgo, en particular, Sociedades de Capital Riesgo, y (ii) contratos de gestión de Instituciones de Inversión Colectiva, en particular Sociedades de Inversión de Capital Variable y Sociedades de Inversión Libre
Promoción y asesoramiento para operaciones inmobiliarias	Esta actividad se refiere a (i) la puesta en contacto de clientes de la Sociedad con promotores, intermediarios u oferentes de oportunidades de inversión en activos inmobiliarios para su adquisición, tanto de forma individual como conjunta por parte de diferentes compradores, ya sea directamente o bien a través de la participación de los inversores en el capital de las sociedades adquirentes de los inmuebles, y (ii) la puesta en contacto de promotores u oferentes de activos inmobiliarios, que serán los clientes de la Sociedad a estos efectos, con potenciales inversores o intermediarios.
Servicios de gestión, administración, arriendo y explotación de empresas privadas del ámbito inmobiliario	Esta actividad se refiere a la puesta en contacto de clientes de la Sociedad con oportunidades de inversión en sociedades u otros vehículos titulares de activos inmobiliarios cuyas actividades se basan en la tenencia, administración, arriendo, promoción y explotación de bienes inmuebles.

Instrumental accounts
Description	Yes	No
The company holds funds in instrumental and transitional accounts in the name of its clients

LIST OF FINANCIAL INSTRUMENTS IN ACCORDANCE WITH ARTICLE 3 OF SPANISH ROYAL DECREE 814/2023:

Transferable securities, understanding as such any ownership right with a patrimonia content, whatever it may be called, which due to its own legal configuration and rules of transfer, is susceptible to generalised and impersonal traffic in a financial market, including the following categories of transferable securities with the exception of instruments of payment:
1. Shares in companies and other transferable securities equivalent to shares in companies, and depositary receipts representing such securities.
2. Bonds and debt securities or other forms of securitised debt, including depositary receipts representing such securities.
3. Any other transferable securities giving the right to acquire or sell such transferable securities or giving rise to a cash settlement determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or arrangements.
Money market instruments, meaning categories of instruments normally dealt on the money market, such as treasury bills and commercial papers, excluding instruments of payment.
Shares in collective investment schemes, as well as in venture capital undertakings and closed-ended collective investment schemes, as well as in European venture capital undertakings, European social entrepreneurship funds and European long-term investment funds.
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to marketable securities, foreign currencies, interest rates or yields, emission allowances or other derivative instruments, financial indices or financial measures that can be settled by physical delivery or in cash.
Options, futures, swaps, forward contracts and other derivative contracts relating to commodities that must be settled in cash or that can be settled in cash at the option of one of the parties other than for reasons other than a breach or another event leading to termination of the contract.
Options, futures, swaps and other derivative contracts relating to commodities that can be settled by physical delivery, provided that they are traded on a regulated market or multilateral trading facility (MTF) or organised trading facility (OTF), except for wholesale energy products as defined in Article 2(4) of Regulation (EU) 1227/2011, which are traded on an OTF and must be settled by physical delivery.
Options, futures, swaps, forwards and any other derivatives contracts relating to commodities which can be physically settled, not otherwise mentioned in the preceding paragraph and not being for commercial purposes, which have the characteristics of other derivative financial instruments.
Derivative instruments for the transfer of credit risk.
Financial contracts for differences.
Options, futures, swaps, forward agreements and any other derivatives contracts relating to climatic variables, freight rates or inflation rates or other official economic statistics, which must be settled in cash or that can be settled in cash at the option of one of the parties other than a breach or another event lending to termination of the contract , as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this article, which have the characteristics of other derivative financial instruments, taking into account , inter alia, they are traded on a regulated market, OTF or MTF.
Emission allowances consisting of any units recognised for compliance with the requirements of Directive 2003/87/EC of the European Parliament and of the Council, of 13 October 2003, establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC.