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In accordance with the provisions of Article 313 ter of the consolidated text of the Securities Market Act, approved by Royal Legislative Decree 4/2015, of 23 October, as well as Article 94 of Act 35/2003, of 4 November, on Collective Investment Schemes, CNMV publishes on its website the agreed measures and penalties imposed for serious and very serious infringements when they are made firm through administrative channels and may, where appropriate, maintain the anonymity of the party being subjected to disciplinary measures.

The information published also includes the filing of any contentious-administrative appeals against the corresponding decision and the subsequent one relating to its outcome.

This information is held on the register for five years.