As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 189 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/03/2010
  • FXT FINANCIAL CORP.
A warning PDF of date 17/03/2010 (new window) CONAVAL (PANAMA) 
17/03/2010
  • VENTURE ALLIANCE PARTNERS (VENPAR)
  • WWW.VENPAR.COM
A warning PDF of date 17/03/2010 (new window) CBFA (BELGICA) 
31/03/2010
  • OVANNIS CAPITAL
  • WWW.OVANNISCAPITAL.COM
A warning PDF of date 31/03/2010 (new window) DFSA (DINAMARCA) 
31/03/2010
  • BANK OF FAMILY
  • WWW.BANKOFFAMILY.COM
A warning PDF of date 31/03/2010 (new window) JFSC (JERSEY) 
31/03/2010
  • EBANK24 CORPORATION
  • WWW.EBANK24.COM
A warning PDF of date 31/03/2010 (new window) FMA (AUSTRIA) 
31/03/2010
  • BEST EURO CREDIT
  • HTTP://BESTEUROCREDIT.COM
A warning PDF of date 31/03/2010 (new window) FMA (AUSTRIA) 
07/04/2010
  • PACIFIC GLOBAL ADVISORS CO., LIMITED
  • WWW.PACIFICGLOBALADVISORS.COM
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • MONETARY AUTHORITY OF CHINA
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • EQUIASIA GROUP LIMITED
  • WWW.EQUIASIAGROUP.NET
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • FRONT FUTURES
  • WWW.FRONTFUTURES.COM
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.