As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 187 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/02/2010
  • CREDIT FOR YOU LIMITED
A warning PDF of date 17/02/2010 (new window) FMA (AUSTRIA) 
17/02/2010
  • PELL FUTURES
  • WWW.PELL-FUTURES.COM
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • EDENBRIDGE INTERNATIONAL LIMITED
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • CARGHILL WRIGHT AND ASSOCIATES
  • WWW.CARGHILLWRIGHT.COM
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
24/02/2010
  • FINANCIAL MARKET AUTHORITY OF HONG KONG
  • WWW.FMAHK.ORG
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010
  • INVESTEX
  • WWW.INVESTEXFUNDS.COM
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
24/02/2010
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
24/02/2010
  • BLANC & BAUMAR
  • WWW.BLANCANDBAUMAR.COM
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010
  • ST JAMES PARTNERS
  • WWW.SJASSETMANAGEMENT.CO.UK
A warning PDF of date 24/02/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.