As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 185 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/01/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
27/01/2010
  • SCHMID IMMOBILIEN LTD. ("KAPITAL24"; "DARLEHEN24")
  • WWW.KAPITAL24.ORG
  • WWW.DARLEHEN24.ORG
  • WWW.DARLEHEN24.BIZ
A warning PDF of date 27/01/2010 (new window) FMA (AUSTRIA) 
27/01/2010
  • CMP GLOBAL CONSULTING LTD.
A warning PDF of date 27/01/2010 (new window) FMA (AUSTRIA) 
27/01/2010
  • EQUITIES EUROPE
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
03/02/2010
  • KAWWII INTERNATIONAL GROUP
  • WWW.KAWWII.COM
A warning PDF of date 03/02/2010 (new window) SFSA (SUECIA) 
03/02/2010
  • WESTERN PACIFIC ADVISORS, INC. (WESTPAC, INC.)
  • WWW.WESTPACIFICADVISORS.COM
A warning PDF of date 03/02/2010 (new window) SFSA (SUECIA) 
03/02/2010
  • TRADERS INTERNATIONAL RETURN NETWORK (TIRN)
  • WWW.TIRN.ES
A warning PDF of date 03/02/2010 (new window) AMF (FRANCIA) 
03/02/2010
  • ALLIANCE BANK
A warning PDF of date 03/02/2010 (new window) CBFA (BELGICA) 
03/02/2010
  • SHIN FUTURES
  • WWW.SHINFUTURES.COM
A warning PDF of date 03/02/2010 (new window) SFC (HONG KONG) 
03/02/2010
  • CROWN ALPHA LIMITED
A warning PDF of date 03/02/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.