As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 183 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2009
  • EVERCREST LAW FIRM & MANAGEMENT
  • WWW.EVERCREST.US
A warning PDF of date 23/12/2009 (new window) SFSA (SUECIA) 
13/01/2010
  • PARTNERS INVESTMENT NETWORK LIMITED
  • HTTP://PARTNERSINVESTMENTNETWORK.COM/
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
13/01/2010
  • RAISINO HOLDINGS
  • HTTP://WWW.REVENTON-SLOVENIA.COM
A warning PDF of date 13/01/2010 (new window) SSMA (ESLOVENIA) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
  • WWW.ORACLEEM.COM
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
13/01/2010
  • REINCARNATION BANK
  • WWW.REINCARNATIONBANK.COM
A warning PDF of date 13/01/2010 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
13/01/2010
  • NICK2NICK (ASSOCIATION) "BANKLESS-LIFE"
  • WWW.BANKLESS-LIFE.AT
  • WWW.NICK2NICK.AT
A warning PDF of date 13/01/2010 (new window) FMA (AUSTRIA) 
13/01/2010
  • AGP ONLINE WORLDWIDE
  • WWW.APEXGLOBAL.ORG
A warning PDF of date 13/01/2010 (new window) FSC (ISLA DE MAN) 
13/01/2010
  • TRENT CONSULTANTS
  • HTTP://WWW.TRENT-CONSULTANTS.COM
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
13/01/2010
  • BERGUES INVEST
  • WWW.BERGUESINVEST.COM
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
13/01/2010
  • WAVERLY M & A
  • WWW.WAVERLYMA.COM
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.