As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 182 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2009
  • OLYMPIA LAW FIRM
  • WWW.OLYMPIA-LAWFIRM.COM
A warning PDF of date 09/12/2009 (new window) CBFA (BELGICA) 
09/12/2009
  • ALLIED PARTNERS FINANCIAL GROUP INC.
  • WWW.ALLIEDPARTNERSFG.COM
A warning PDF of date 09/12/2009 (new window) SFSA (SUECIA) 
09/12/2009
  • ASIA DRAGON GROUP
  • WWW.ASIADRAGONGROUP.COM
A warning PDF of date 09/12/2009 (new window) SFC (HONG KONG) 
09/12/2009
  • ETERNITY FUNDS
  • WWW.ETERNITYFUNDS.COM
A warning PDF of date 09/12/2009 (new window) AMF (FRANCIA) 
09/12/2009
  • EUROWORK LTD
  • WWW.EUROWORKFINANCE.COM
A warning PDF of date 09/12/2009 (new window) AMF (FRANCIA) 
09/12/2009
  • ALMA FOREX
  • WWW.ALMAFOREX.COM
A warning PDF of date 09/12/2009 (new window) SFC (HONG KONG) 
16/12/2009
  • MASTERSEEK CORP.
  • WWW.MASTERSEEK.SE
  • WWW.MASTERSEEK.COM
A warning PDF of date 16/12/2009 (new window) SFSA (SUECIA) 
16/12/2009
  • ALPHA FINANCE
  • WWW.ALPHAFINANCEUK.COM
A warning PDF of date 16/12/2009 (new window) HCMC (GRECIA)ENTIDAD NO RELACIONADA CON LA ENTIDAD REGULADA ALPHA FINANCE INVESTMENT SERVICES, SA
23/12/2009
  • BLACK DIAMOND EQUITY GROUP
A warning PDF of date 23/12/2009 (new window) JFSC (JERSEY) 
23/12/2009
  • ALLIED FINANCE AND DEVELOPMENT BANK
  • HTTP://ALLIEDFINANCE.AFDBS.COM/ACCESS
A warning PDF of date 23/12/2009 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities.