As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/12/2018
  • VARIOS FRANCIA
A warning PDF of date 12/12/2018 (new window) AMF (FRANCIA)USO FRAUDULENTO DEL NOMBRE Y DATOS DE CONTACTO DE LA SICAV OBJECTIF FINANCE INVESTISSEMENTS (OFI)
20/10/2004
  • VARIOS FRANCIA
A warning PDF of date 20/10/2004 (new window) AMF (FRANCIA)EMISIONES FRAUDULENTAS
09/08/2023
  • VELOCITAS TRADING OÜ
A warning PDF of date 09/08/2023 (new window) BAFIN (ALEMANIA)BAFIN TIENE MOTIVOS PARA SOSPECHAR QUE VELOCITAS TRADING OÜ ESTÁ OFRECIENDO AL PÚBLICO BONOS CONVERTIBLES DE LA COMPAÑÍA EN ALEMANIA SIN EL FOLLETO REQUERIDO
10/08/2022
  • VARIAS ALEMANIA
A warning PDF of date 10/08/2022 (new window) BAFIN (ALEMANIA)BAFIN PROHIBE A GREEN WAVE MATERIALS CORP. OFRECER SUS ACCIONES AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO
03/08/2022
  • VARIAS ALEMANIA
A warning PDF of date 03/08/2022 (new window) BAFIN (ALEMANIA)BAFIN PROHIBE A INTEGRAL INVESTMENT OFRECER ACCIONES DE GREENROCK ECO VENTURES CORP. AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO
20/07/2022
  • VARIAS ALEMANIA
A warning PDF of date 20/07/2022 (new window) BAFIN (ALEMANIA)BAFIN HA PROHIBIDO A GREENROCK ECO VENTURES CORP. Y A GREEN ROCK ASSOCIATES LLC OFRECER ACCIONES DE GREENROCK ECO VENTURES CORP. AL PÚBLICO.
17/08/2022
  • VARIAS ALEMANIA
A warning PDF of date 17/08/2022 (new window) BAFIN (ALEMANIA)ELLIOTT INVESTMENT, A TRAVÉS DE ELLIOTT-INVESTMENT.COM, ESTÁ OFRECIENDO ACCIONES DE DR. ING. H.C. F. PORSCHE AKTIENGESELLSCHAFT AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO
24/08/2022
  • VARIAS ALEMANIA
A warning PDF of date 24/08/2022 (new window) BAFIN (ALEMANIA)GUARDIAN CAPITAL GROUP (GUARDIAN-CAPITAL.NET) ESTÁ OFRECIENDO SUS ACCIONES DE METALCORP GROUP S.A. AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO
17/08/2022
  • VARIAS ALEMANIA
A warning PDF of date 17/08/2022 (new window) BAFIN (ALEMANIA)EJ INVESTMENT, A TRAVÉS DE EJ-INVESTMENT.COM, ESTÁ OFRECIENDO ACCIONES DE DR. ING. H.C. F. PORSCHE AKTIENGESELLSCHAFT AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO
13/07/2022
  • VARIAS ALEMANIA
A warning PDF of date 13/07/2022 (new window) BAFIN (ALEMANIA)BAFIN TIENE MOTIVOS SUFICIENTES PARA SOSPECHAR QUE INTERTRADE WORLDWIDE BUSINESS SL ESTÁ OFRECIENDO ACCIONES DE DR. ING. H.C. F. PORSCHE AKTIENGESELLSCHAFT AL PÚBLICO EN ALEMANIA SIN EL FOLLETO REQUERIDO.

Consultation criteria: By type Other alerts, By initial V.