As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/03/2007
  • VARIOS ESTADOS UNIDOS (CFTC)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS)PAGINAS WEB
24/10/2007
  • VARIOS ISLA DE MAN
A warning PDF of date 24/10/2007 (new window) FSC (ISLA DE MAN)CARTAS FALSAS DEL REGULADOR
28/11/2007
  • VARIOS ISLA DE MAN
A warning PDF of date 28/11/2007 (new window) FSC (ISLA DE MAN)E-MAILS FRAUDULENTOS
16/04/2008
  • VARIOS ISLA DE MAN
A warning PDF of date 16/04/2008 (new window) FSC (ISLA DE MAN)E-MAILS FALSOS
16/04/2008
  • VARIOS ISLA DE MAN
A warning PDF of date 16/04/2008 (new window) FSC (ISLA DE MAN)CHEQUES FALSOS
21/05/2008
  • VARIOS ISLA DE MAN
A warning PDF of date 21/05/2008 (new window) FSC (ISLA DE MAN)E-MAILS FRAUDULENTOS O ENGAÑOSOS. HIGH VALUE BUSINESS LOANS.
28/05/2008
  • VARIOS ISLA DE MAN
A warning PDF of date 28/05/2008 (new window) FSC (ISLA DE MAN)E-MAILS FRAUDULENTOS
14/01/2009
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 14/01/2009 (new window) SEC (ESTADOS UNIDOS)USO FRAUDULENTO DE NOMBRES DE EMPLEADOS
14/01/2009
  • VARIOS ISLA DE MAN
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN)CARTAS ENGAÑOSAS
24/06/2009
  • VARIOS ISLA DE MAN
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN)E-MAILS FRAUDULENTOS

Consultation criteria: By type Other alerts, By initial V.