As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2020
  • ALPHA-CONNECTCAPITAL
A warning PDF of date 23/12/2020 (new window) AMF (FRANCIA)LA AMF PUBLICA UNA LISTA DE PAGINAS WEB QUE OFRECEN INVERSIONES ATIPICAS SIN ESTAR AUTORIZADAS.
08/07/2020
  • ALDGATE-ADVISORS.COM
A warning PDF of date 08/07/2020 (new window) AMF (FRANCIA)LA AMF PUBLICA UNA LISTA DE PAGINAS WEB QUE OFRECEN INVERSIONES ATIPICAS SIN ESTAR AUTORIZADOS.
15/06/2022
  • ADLER & BERNSTEIN
  • ADLERUNDBERNSTEIN-IPOELITE.COM
A warning PDF of date 15/06/2022 (new window) BAFIN (ALEMANIA)LA ENTIDAD ADVERTIDA ESTÁ OFRECIENDO ACCIONES SIN FOLLETO
08/11/2023
  • AVANTAX INVEST GROUP
A warning PDF of date 08/11/2023 (new window) BAFIN (ALEMANIA)BAFIN PROHIBIÓ A AVANTAX INVEST GROUP OFRECER AL PÚBLICO ACCIONES DE GREEN TECHNOLOGIES GROUP LTD. EN ALEMANIA
05/08/2020
  • AJ ASSET
A warning PDF of date 05/08/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/02/2021
  • ARBISTAR 2.0
A warning PDF of date 10/02/2021 (new window) CONSOB (ITALIA)PROHIBICIÓN DE LA OFERTA AL PÚBLICO RESIDENTE EN ITALIA DE PRODUCTOS FINANCIEROS PROMOCIONADOS POR ARBISTAR 2.0 A TRAVÉS DE LAS PÁGINAS WEB <HTTPS://ARBISTAR.COM> Y <HTTPS://APP.ARBISTAR.COM>. DICHA OFERTA HABÍA SIDO PREVIAMENTE SUSPENDIDA POR RESOLUCIÓN DE LA CONSOB.
04/12/2019
  • ACTIVBROKER LTD
A warning PDF of date 04/12/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/07/2008
  • ABEYSINGHE SUMINDRA
A warning PDF of date 23/07/2008 (new window) FSC (ISLA DE MAN)E-MAILS FRAUDULENTOS
07/11/2007
  • ALLIANCE & LEICESTER COMMERCIAL BANK
A warning PDF of date 07/11/2007 (new window) FSC (ISLA DE MAN) 
02/06/2010
  • AECNFX (MAURITIUS) LTD
A warning PDF of date 02/06/2010 (new window) FSCM (MAURICIO)ENTIDAD A LA QUE SE HA RETIRADO LA LICENCIA

Consultation criteria: By type Other alerts, By initial A.