As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 2
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2021
  • ALPHA CONNECT CAPITAL FRANCE
A warning PDF of date 31/03/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE ACERCA DE ESTAFADORES QUE OFRECEN ALTAS RENTABILIDADES (O INCLUSO RENTABILIDADES GARANTIZADAS) GRACIAS A CUENTAS DE AHORRO.
15/06/2022
  • ADLER & BERNSTEIN
  • ADLERUNDBERNSTEIN-IPOELITE.COM
A warning PDF of date 15/06/2022 (new window) BAFIN (ALEMANIA)LA ENTIDAD ADVERTIDA ESTÁ OFRECIENDO ACCIONES SIN FOLLETO
08/11/2023
  • AVANTAX INVEST GROUP
A warning PDF of date 08/11/2023 (new window) BAFIN (ALEMANIA)BAFIN PROHIBIÓ A AVANTAX INVEST GROUP OFRECER AL PÚBLICO ACCIONES DE GREEN TECHNOLOGIES GROUP LTD. EN ALEMANIA
27/03/2024
  • ACARIX GROUPE
  • AXU FINANCE
  • ANDENNE ASSUR (CLONE)
A warning PDF of date 27/03/2024 (new window) FSMA (BELGICA) 
08/05/2024
  • APAG-AUDIT AG
A warning PDF of date 08/05/2024 (new window) FSMA (BELGICA) 

Consultation criteria: By type Other alerts, By initial A.