As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 664 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/04/2014
  • RBC WEALTH MANAGEMENT/ROYAL BANK OF CANADA WEALTH MANAGEMENT
A warning PDF of date 09/04/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO ROYAL BANK OF CANADA (RBC)
21/12/2022
  • PELAGIABANK
  • WWW.PELAGIABANK.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
21/12/2022
  • NORTH GLOBAL FX
  • WWW.NORTHGLOBALFX.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
21/12/2022
  • FXBINAX TRADEX
  • WWW.FXBINAX-TRADEX.ONLINE
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
21/12/2022
  • TRADES FX PIPS / FXTRADEPIPS
  • WWW.TRADESFOREXPIPS.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
12/03/2014
  • KNOX SECURITIES CORP
  • WWW.KNOXSC.COM
A warning PDF of date 12/03/2014 (new window) FCA (REINO UNIDO) 
12/03/2014
  • TL MALLEN. LLC
  • WWW.TLMALLEN.COM
A warning PDF of date 12/03/2014 (new window) FCA (REINO UNIDO) 
21/12/2022
  • ASSET BUILDER
  • WWW.ASSETBUILDER-LIMITED.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
21/12/2022
  • BLUEBERRY AUTOMATED MARKET
  • WWW.BLUEBERRYAUTOMATEDMARKET.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
11/01/2023
  • AFX CAPITAL EXCEL
  • WWW.AFXCAPITALEXCEL.COM
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.