As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1062 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/12/2003
  • EVEREST1 INC
A warning PDF of date 03/12/2003 (new window) NAFM (PAISES BAJOS) 
03/11/2004
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 03/11/2004 (new window) NAFM (PAISES BAJOS) 
16/06/2004
  • LEBERMAN STEINE INC
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS) 
04/07/2007
  • DENTON MERGERS AND ACQUISITIONS
A warning PDF of date 04/07/2007 (new window) NAFM (PAISES BAJOS) 
21/06/2006
  • PRESTIGE MERGERS AND ACQUISITIONS CORP
  • WWW.PRESTIGEMC.US
A warning PDF of date 21/06/2006 (new window) NAFM (PAISES BAJOS) 
24/05/2006
  • VENTA CAPITAL PRIVATE MANAGEMENT GROUP LTD.
A warning PDF of date 24/05/2006 (new window) NAFM (PAISES BAJOS) 
06/10/2003
  • HARRISON SECURITIES INC.
A warning PDF of date 06/10/2003 (new window) NAFM (PAISES BAJOS) 
18/07/2007
  • MERKATER BUSINESS COMPANY
A warning PDF of date 18/07/2007 (new window) NAFM (PAISES BAJOS) 
17/11/2004
  • INTER-FX INVESTMENT INC.
  • WWW.INTERFX.COM.CY
A warning PDF of date 17/11/2004 (new window) NAFM (PAISES BAJOS) 
20/11/2013
  • INFINITY CAPITAL
  • WWW.INFINITYCAPITAL.IN
A warning PDF of date 20/11/2013 (new window) NBS (REPUBLICA ESLOVACA) 

Consultation criteria: By type unauthorised entities.