Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 11 out of 1164
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
05/09/2012 |
-
A WARNER ASSOCIATES
-
WWW.AWARNERASSOCIATES.COM
|
| FSA (REINO UNIDO) | |
14/09/2022 |
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA, QUE ACTÚA USANDO LA DIRECCIÓN DE CORREO ELECTRÓNICO CON EL FORMATO CONTACT@CONSEIL-ATCAPITAL.COM <MAILTO:CONTACT@CONSEIL-ATCAPITAL.COM>, NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN A&T CAPITAL S.A. |
16/11/2005 |
-
A.J.BROWN & CO LTD
-
WWW.CITISECURITIESLTD.COM
|
| FSC (ISLA DE MAN) | |
02/10/2013 |
|
| HCMC (GRECIA) | |
14/09/2022 |
-
A1BITMINERS
-
HTTP://WWW.A1BITMINERS.CO.UK
|
| CBI (IRLANDA) | |
28/09/2022 |
-
A2B FX STRATEGY LIMITED
-
WWW.A2BFXSTRATEGYLTD.COM
|
| FCA (REINO UNIDO) | |
29/03/2017 |
-
AAOPTION / CFDSTOCKS / PACIFIC SUNRISE UK LTD
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS. |
12/01/2022 |
-
AARAMBH INDIA FX
-
WWW.ARAMBHINDIAFX.COM
|
| FCA (REINO UNIDO) | |
07/11/2018 |
-
AARON BRETT
-
WWW.AARONBRETT.COM
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS). |
21/05/2008 |
-
AB HUTTON GLOBAL HOLDINGS
-
WWW.ABHGLOBAL.COM
|
| CYSEC (CHIPRE) | |
Consultation criteria: By type unauthorised entities.