As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 854 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/09/2012
  • THE TYLER GROUP
A warning PDF of date 05/09/2012 (new window) FSMA (BELGICA) 
29/08/2012
  • MANOR PRIVATE CAPITAL, LLC
  • WWW.MANORPRIVATECAPITALLL.COM
  • WWW.MANORPCMANDA.COM
  • WWW.MANORPCL.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • GLOBAL BROKER
  • WWW.GLOBAL-BROKER.NET
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • FCV BROKER
  • WWW.FCVBROKER.COM
  • WWW.FCVBROKER.NET
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • EXCEL BROKERS LTD
  • WWW.EXCELBROKERSLTD.COM
  • WWW.XLLDN.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EXCEL BROKERS SA
29/08/2012
  • CT LAMBSON AND ASSOCIATES
  • WWW.CTLAMBSON.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • CLAYMORE CAPITAL
  • WWW.CLAYMORECAPITAL.COM
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
29/08/2012
  • ROBINSON FRANKLIN
  • HTTP://WWW.ROBINSONFRANKLIN.COM/
A warning PDF of date 29/08/2012 (new window) CMVM (PORTUGAL) 
29/08/2012
  • SMO FITZGERALD GLOBAL
  • WWW.SMO-FITZGERALDGLOBAL.COM
A warning PDF of date 29/08/2012 (new window) FSAN (NORUEGA) 
29/08/2012
  • COROLLA FINANCIAL
  • HTTP://WWW.COROLLAFINANCIAL.COM/
A warning PDF of date 29/08/2012 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities.