As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 848 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/10/2012
  • ROBERTSON ELLIS
  • WWW.ROBERTSONELLIS.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
24/10/2012
  • WILLIAMS CONSULTANCY LIMITED
  • WWW.WILLIAMSCONSULTANCYLTD.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
24/10/2012
  • CREDIT EFFICIENCY UNITED EKONOMISK FÖRENING
  • HTTPS://WWW.CREDIT-EU.SE
A warning PDF of date 24/10/2012 (new window) SFSA (SUECIA) 
24/10/2012
  • BLUE PRINT SECURITIES LTD, BPS
  • WWW.BLUEPRINTSECURITIES.COM
A warning PDF of date 24/10/2012 (new window) SFSA (SUECIA) 
24/10/2012
  • S-ONE FINANCIAL/SUMMIT ONE FINANCIAL
  • WWW.SONEFINANCIAL.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
24/10/2012
  • WALTEN PICHLER
  • WWW.WALTENPICHLER.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WALTER PICHLER GMBH & CO KG
24/10/2012
  • WEISBERG & COHEN, LLC
  • WWW.WEISBERGCOHEN.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
17/10/2012
  • CHARLES PERSON INVESTMENTS INTERNATIONAL
  • WWW.CPEARSONINVI.COM
A warning PDF of date 17/10/2012 (new window) FSA (REINO UNIDO) 
17/10/2012
  • DRAKE & CHILDS GLOBAL TRANSFERS
A warning PDF of date 17/10/2012 (new window) FSA (REINO UNIDO) 
17/10/2012
  • ADVICE EUROPE
  • WWW.ADVICEEUROPE.COM
A warning PDF of date 17/10/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ADVICE (CAC CABINET ADVICE COURTAGE)

Consultation criteria: By type unauthorised entities.