As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 829 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/08/2017
  • POLEN CAPITAL INVESTMENT FUNDS / PCIF (CLON)
  • WWW.POLENCAPITALINVESTMENTFUNDS.COM
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
17/09/2008
  • POLLIA VENTURES
  • WWW.POLLIAVENTURES.COM
A warning PDF of date 17/09/2008 (new window) FMA (AUSTRIA) 
17/09/2008
  • POLLIA VENTURES
  • WWW.POLLIAVENTURES.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
11/05/2005
  • POLSON AND STRONG
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
11/12/2019
  • POOL FOREX INVESTMENTS
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
27/07/2022
  • PORTER & ROSE LAW / PORTER AND ROSE LAW
  • HTTPS://WWW.PORTERANDROSE.COM/INDEX.HTML
A warning PDF of date 27/07/2022 (new window) FCA (REINO UNIDO) 
15/01/2020
  • PORTER TODD LAW
  • WWW.PORTERTODDLAW.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
23/02/2005
  • PORTER VENTURES
A warning PDF of date 23/02/2005 (new window) SFC (HONG KONG) 
10/01/2024
  • PORTFOLIO INVESTMENT ICAV (CLONE)
  • WWW.PORTFOLIOINVESTMENTICAV.COM (CLONE)
A warning PDF of date 10/01/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI PORTFOLIO INVESTMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
11/12/2019
  • PORTFOLIO MANAGEMENT SOLUTIONS (PMS)
  • WWW.PMS-CAPITAL.COM
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.