As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 824 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/09/2021
  • PINECONE TOKENISED FUND
A warning PDF of date 22/09/2021 (new window) CSSF (LUXEMBURGO) 
16/02/2022
  • PINGOCRYPTOS
  • WWW.PINGOCRYPTOS.COM
A warning PDF of date 16/02/2022 (new window) FCA (REINO UNIDO) 
13/12/2006
  • PINNACLE CREDIT AND FINANCE
  • HTTP://WWW.PINNACLECANDF.COM
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
23/11/2022
  • PINNACLE ICAV (CLONE)
  • HTTPS://PINNACLE-ICAV.COM/ (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA PINNACLE ICAV
23/05/2017
  • PIONEER ASSET MANAGEMENT (CLON)
  • WWW.PIONEER-MANAGEMENT.CO.UK
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
18/07/2012
  • PIONEER GLOBAL INVESTMENTS
  • WWW.PGILONDON.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PIONEER GLOBAL INVESTMENTS LIMITED
13/09/2023
  • PIONEER MARKETS
  • HTTPS://PIONEER-MARKETS.NET/
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
16/11/2016
  • PIORTELLO LTD
A warning PDF of date 16/11/2016 (new window) CONSOB (ITALIA) 
21/12/2022
  • PIPER FX
  • WWW.PIPERFX.COM
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
24/08/2016
  • PIPER JAFFRAY (CLON)
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON OTRA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.