Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 816 out of 1167
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
21/08/2013 |
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MKR GLOBAL SERVICES LLC
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WWW.MKRGLOBAL.COM
|
| FCA (REINO UNIDO) | |
21/08/2013 |
-
ECLIPSE OPTIONS LTD EUROPE
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES ECLIPSE OPTIONS (HK) LTD Y ECLIPSE OPTIONS LTD |
21/08/2013 |
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AXA ISLE OF MAN
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WWW.FXAXA.CO.UK
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WWW.FXAXA.COM
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AXA ISLE OF MAN LIMITED |
21/08/2013 |
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ACCEDIUM LIMITED
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HTTP://WWW.ACCEDIUM.COM/
|
| MFSA (MALTA) | |
14/08/2013 |
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WILTSHIRE CAPITAL
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DENKO GROUP
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PARKER & BOYD
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TALBOT REESE
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DAVIS MAYER GROUP
|
| FSMA (BELGICA) | |
14/08/2013 |
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DENKO GROUP
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WILTSHIRE CAPITAL
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DAVIS MAYER GROUP
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TALBOT REESE
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PARKER & BOYD
|
| FSMA (BELGICA) | |
14/08/2013 |
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LEXINGTON INTERNATIONAL GROUP INC
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WWW.LEX-INTER.COM
|
| FCA (REINO UNIDO) | |
14/08/2013 |
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WAINWRIGHT WEALTH MANAGEMENT / WAINWRIGHT FINANCE
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WWW.WAINWRIGHTFINANCE.COM
|
| FCA (REINO UNIDO) | |
14/08/2013 |
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MILES CORPORATE SERVICES
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WWW.MILESCS.COM
|
| FCA (REINO UNIDO) | |
14/08/2013 |
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CV GLOBAL CORP LLC
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WWW.CVGLOBALCORP.COM
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.