As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/10/2005
  • UNIVERSAL CREDIT UNION OF SWEDEN ECONOMIC
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
13/10/2005
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
08/06/2011
  • RELIANCE ASSET MANAGEMENT LTD.
  • WWW.RELIANCE-AM.COM
A warning PDF of date 08/06/2011 (new window) SFSA (SUECIA) 
08/06/2011
  • INTERNATIONAL BUREAU TRADE COMMISSION
  • WWW.INTERBTC.ORG
A warning PDF of date 08/06/2011 (new window) SFSA (SUECIA) 
02/11/2005
  • INTERNATIONAL STOCK AND ASSET COMPLIANCE CENTER
  • WWW.STOCKANDASSET.ORG
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
16/11/2005
  • CHABERT ASSET MANAGEMENT
A warning PDF of date 16/11/2005 (new window) SFSA (SUECIA) 
13/10/2005
  • CHARLES FLEMING CO., LTD
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
02/11/2005
  • FONG & MARCUS MERGERS AND ACQUISITIONS
  • WWW.FONGMA.COM
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
08/06/2011
  • STRATEGIC MANAGEMENT, INC
  • WWW.STRATEGICMGMTINC.COM
A warning PDF of date 08/06/2011 (new window) SFSA (SUECIA) 
22/08/2012
  • LAVENKOV CAPITAL PARTNERS
  • WWW.LAVENKOVCP.COM
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.