As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 786 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/06/2014
  • LONDON PRESTIGE CAPITAL LIMITED
  • WWW.LONDONPRESTIGECAPITAL.CO.UK
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 
11/06/2014
  • HAMILTON CARTER INTERNATIONAL COMMODITIES
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 
11/06/2014
  • BROCK HARTWICK
  • WWW.BROCK-HARTWICK.COM
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 
11/06/2014
  • ASSIPRIME EURO BROKERING CLON
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ASSIPRIME EURO BROKERING SRL
11/06/2014
  • AMERICAN FIRST CITY CORPORATION
  • WWW.AMERICANFIRSTCITYCORP.COM
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO) 
11/06/2014
  • TJB TRADING
  • HTTP://TJBTRADING.COM
A warning PDF of date 11/06/2014 (new window) CSSF (LUXEMBURGO) 
11/06/2014
  • LINGOLD.COM S.A.
A warning PDF of date 11/06/2014 (new window) AMF (FRANCIA) 
28/05/2014
  • CHEYNEY GROUP
  • WWW.CHEYNEYGROUP.COM
A warning PDF of date 28/05/2014 (new window) SFSA (SUECIA) 
28/05/2014
  • SCOTT THOMAS WEALTH ADVISORY
  • WWW.SCOTTTHOMAS.NET
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
28/05/2014
  • PREMIER MERGERS AND ACQUISITIONS
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.