As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 784 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/04/2012
  • SMITH AND LOCKHART ASSOCIATES
  • WWW.SMITHLOCKHARTASSOCIATES.COM
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • HEXAGON FINANCIAL
  • WWW.HEXAGONLTD.COM
  • WWW.HSGJT.COM
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA HEXAGON FINANCIAL LTD
25/04/2012
  • BRM INTERNATIONAL
  • WWW.BRM-INTERNATIONAL.COM
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • GLOBAL INVESTMENT PARTNERS
  • WWW.GLOBALINVESTMENTPARTNERS.NET
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA DENOMINADA GLOBAL INVESTMENT PARTNERS SPRL
28/03/2012
  • MULLEN AND CHEECKS CONSULTING GROUP
  • WWW.MULLENCHEECKSCONSULTING.COM
A warning PDF of date 28/03/2012 (new window) FSA (REINO UNIDO) 
03/10/2012
  • AROS SECURITIES
  • WWW.AROSSEC.EU
  • WWW.AROSSEC.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
26/09/2012
  • SECURE INSURANCE
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA SECURE INSURANCE SERVICES
03/10/2012
  • GLOBAL DIRECT EQUITIES LLC
  • WWW.GLOBALDIRECTEQUITIES.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012
  • LEHMAN REILLY
  • WWW.LEHMANREILLY.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 
03/10/2012
  • HANNOVER & ROTHCHILD CONSULTANCY
  • WWW.HANNOVERANDROTHCHILDCONSULTANCY.COM
A warning PDF of date 03/10/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.