As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 773 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/04/2011
  • MADISON ADVISORY GROUP
  • WWW.MADISONADVISORY-GROUP.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
15/06/2011
  • BOLERO BPO LLC
  • WWW.BOLEROBPO.COM
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
20/06/2012
  • AOT EUROPE
  • WWW.AOTEUROPE.COM
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD QUE ESTUVO AUTORIZADA AOT STOCK SPECIALIST BV
13/06/2012
  • INTERNATIONAL MERGERS & ACQUISITIONS ADMINISTRATION
  • ICON FINANCIAL PARTNERS
  • WWW.INTERNATIONAL-MAA.ORG
  • WWW.ICONFP.COM
A warning PDF of date 13/06/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • HUDSON MUNROE
  • WWW.HUDSONMUNROE@EUROPE.COM
  • WWW.HUDSONMUNROE.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • HARRIS TRUST PRIVATE WEALTH MANAGEMENT
  • WWW.HARRIS-TRUST.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
20/06/2012
  • PRO SMART ADVISORS
  • WWW.PROSMARTADVISORS.COM
  • WWW.PROSMART-CLIENTS.COM
  • WWW.PROSMARTSECURITIES.COM
  • WWW.PROSMARTADVISORS.NET
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON AL ENTIDAD QUE ESTUVO DEBIDAMENTE REGISTRADA PRO SMART
18/07/2012
  • BROWN AND WENGER CONSULTANCY FIRM
  • WWW.BROWNWENGERCONSULT.COM
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • FAXTOR SECURITIES
  • WWW.FAXTORSECURITIES.CO.UK
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA IMC ASSET MANAGEMENT BV (ANTES DENOMINADA FAXTOR SECURITIES BV)
20/06/2012
  • AOT STOCK SPECIALIST
  • WWW.AOT-SS.COM
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTUVO AUTORIZADA AOT STOCK SPECIALIST BV

Consultation criteria: By type unauthorised entities.